D. Implementing
and Monitoring the CEDAW Convention
In line with
monitoring systems of other international human rights treaties,
Article 17 of the CEDAW Convention establishes the CEDAW Committee,
which monitors the progress individual State parties have made
in implementing their obligations arising under the CEDAW Convention.
This takes place primarily by examining reports, which these states
have submitted to the CEDAW Committee.
For a comprehensive
understanding of the process and dynamics of the review, this
section will explain the review procedure and consider the issues
that emerge from the various stages of the review as suggestions
and recommendations to combat trafficking in women.
The CEDAW
Committee meets for a period of two weeks each year to discuss
reports submitted by State parties, based on which it will suggest
and recommend further action to be taken. In addition to state
reports, the CEDAW Committee may also consider reports by United
Nations specialised agencies as well as information from non-governmental
organisations (NGOs). Through the Economic and Social Council,
the CEDAW Committee reports once a year to the United Nations
General Assembly as well as the Commission on the Status of Women.
Officially,
the parties in the review process are the State party concerned
and the CEDAW Committee. However, NGOs participate unofficially
and provide valuable information to the CEDAW Committee, which
helps to evaluate state performance in fulfilling state obligations
under the CEDAW Convention. By stating problems and issues addressed
by the state in question in direct relation to the article concerned,
NGO reports, called shadow reports, can be extremely useful in
assessing the factual situation of women in a particular country.[5]
All State
parties to the CEDAW Convention are obligated to submit a report
to the CEDAW Committee one year after ratification of or accession
to the treaty. This report is called initial report and serves
as a baseline for assessing progress in implementation. Thereafter,
State parties are required to report on measures taken to implement
the provisions as stipulated in the CEDAW Convention in a periodic
report once every four years. In ratifying or acceding to the
CEDAW Convention, all State parties have accepted these reporting
obligations. However, resource and time constraints as well as
lack of capacity present difficult challenges for compliance with
this obligation. To overcome these challenges, State parties can
ensure effortless collection of information from various ministries
and government agencies by designating a reporting agency and
ensuring effective collaboration of all agencies involved. It
is furthermore suggested to include NGO's in this process, as
they may be able to share a wide range of resources. To facilitate
reporting in a consistent manner, the CEDAW Committee has established
guidelines for State parties compiling reports. Accordingly, an
initial report is best divided into two parts, one on the country's
political, legal and social framework as a general introduction
on areas and measures identified to implement the CEDAW Convention,
and another on steps taken to comply with individual articles
of the CEDAW Convention. To improve the timeliness and adequacy
of reports submitted by State parties, the United Nations Division
for the Advancement of Women organises training courses for government
officials.[6] In addition, the United Nations Centre for Human
Rights conducts training on reporting obligations under all major
international human rights treaties, one of which is the CEDAW
Convention.
In order to
review periodic reports in a timely manner, the CEDAW Committee
established a pre-session working group, which drafts questions
based on the first reading of the State party's written report.
These questions are sent to the reporting state six months in
advance. This mechanism was introduced to allow reporting states
to adequately prepare their replies. At the face-to-face review,
the State party concerned is expected to present an oral report
based on its written report combined with the answers to the questions
of the pre-session working group. In this phase of the review,
the CEDAW Committee engages in a constructive dialogue with the
representatives of the State party concerned. The examination
of State parties' reports is not intended as an adversarial procedure,
which explains why the CEDAW Committee only points out in which
areas the reporting state falls short of implementing the CEDAW
Convention provisions through a series of questions and comments
instead of exposing clear cut violations of the CEDAW Convention.
Consequently, the review process is similar to an exchange of
information and ideas resulting in a set of written conclusions
and recommendations to the State Party concerned. These are called
Concluding Comments.
In highlighting
the reviews of four countries, the periodic reports of China and
Thailand as countries of origin of trafficked women and that of
Sweden and the Netherlands as receiving countries, this section
will summarise relevant NGO information and issues that have emerged
from relevant portions of these State reports. These countries
have been chosen as examples, as it is vital to look at issues
to be addressed at both ends and to hold both sets of states accountable[7]
in addressing the problem of trafficking in women.
1. China[8]
During the
CEDAW Committee session in January 1999, the CEDAW Committee reviewed
the Third and Fourth periodic report of China. In addition to
the steps taken to implement the CEDAW Convention as stated in
the state reports, NGOs raised several issues with regard to trafficking
in women in their shadow report.
1. 1. Issues
raised by NGOs in the shadow report[9]
The numbers
of reports of women and girls trafficked into the sex industry,
domestic servitude, sham marriages, sweatshops and begging in
the cities have been growing since the late 1980s and the incidence
of kidnapping and selling of women in China's rural region has
been on the rise since the beginning of that decade. A high proportion
of women are trafficked domestically while there is also trafficking
to other Asian countries including Cambodia, Singapore, Malaysia,
Hong Kong, Japan and Taiwan. Many transit through Thailand. Domestic
trafficking takes place for the purposes of selling women into
slavery to men who cannot find wives and for the purposes of the
sex industry. The reason for the former practice lies in the fact
that China has a shortage of women resulting from son preference.
There have also been reports of women from Vietnam, and North
Korea being trafficked into China and sold as "wives."
Most sources
report that organised crime groups in China, Hong Kong and Taiwan
play a major role in trafficking.
Victims are
subject to extreme forms of abuse and slave-like conditions. Attempts
at understanding trafficking and the social mobilisation to fight
it are severely limited in part because of the restriction on
the reporting of negative news.
Traditional
attitudes mean that women and girls who have been trafficked and
raped are forced to engage in prostitution, as they may not be
able to return to their families. Services catering to trafficked
women are often insufficient.
The vast majority
of trafficked women are from rural impoverished families. As with
all undocumented persons, there are major difficulties in repatriating
trafficking victims from the countries in the region. In general,
no distinction is made between trafficking victims, including
minors, and other illegal immigrants/emigrants, either by the
receiving country or the country of origin. If women and girls
seek to return through the same illegal channels that brought
them there, they usually have to pay a large sum of money to be
transported back to China.
The process
for rehabilitation is long and complicated, rehabilitation and
reintegration services are lacking in China.
Enforcement
of anti-trafficking laws is highly erratic and heavily dependent
on the will of the local authorities. Traffickers and purchasers
of women frequently rely on the collusion or active involvement
of officials.
The continuance
of the trafficking trade is attributed to economic factors, persistence
of feudal customs, regional disparities in wealth, insufficient
crackdown on traffickers, lenient punishment of purchasers and
the collusion of officials.
1.2. Dialogue
between the State party and the CEDAW Committee during the review
The CEDAW
Committee expressed concern regarding the levels of poverty experienced
by women, unemployment among women and the adverse effect of the
economic reform on women. The CEDAW Committee was also concerned
regarding the effect of the economic reform on social services.
Further concerns were illiteracy among women, the education of
girls and the lack of women in leadership positions. The CEDAW
Committee enquired whether the definition of discrimination was
included in the law and was also concerned about law enforcement.
In particular, the Committee raised issues around the adequacy
of legal remedies to protect the personal rights of women and
in particular the rights of rural women as well as to protect
women in the context of crime committed against them including
trafficking and prostitution. The CEDAW Committee wanted to know
the extent of violence against women, especially domestic violence,
and the measures taken by the government to eradicate the stereotyping
of women.
The State
Party representative acknowledged that China was not entirely
free from the remnants of the feudal age, and despite tremendous
efforts by the Government to protect women and promote their full
participation in development, the country was confronting a sobering
reality of extensive female illiteracy, rural poverty and an increased
incidence of domestic violence.
He pointed
out that due to the structural adjustment in the economic reform
and development towards a socialist market economy, the number
of laid-off women workers had increased, and it was difficult
for them to be rehired.
Because of
their loss of independence and economic income, some women's status
at home had become lower, which in turn had led to a greater frequency
of family disputes, accompanied by domestic violence or family
break-ups.
He further
explained that employers of some private businesses and jointly
or solely foreign- funded operations had ignored the provision
of labour protection for women in favour of profits instead.
The Government
was now undertaking vigorous measures to address the problems
associated with the economic reform.
The review
also brought up the fact that disrespect for and discrimination
against women, as well as violations of their rights and interests,
are not uncommon, and the overall talents and abilities of China's
women also need further improvement.
It was discussed
that violence against women had increased in recent years, and
was manifested mainly by domestic violence, social violence -
like trafficking, kidnapping, rape, and forced prostitution -
and violence against women in the work place.
Poor economic
development and women's reliance on men was an economic reason
for domestic violence, as was the neglect by some people of their
family responsibility; in some remote and poverty-stricken rural
areas, some mercenary marriages as well as those formed on the
basis of an arbitrary decision of a third party had also led to
domestic violence.
The representative
explained that at present, victims of domestic violence in both
urban and rural areas could seek help from the police station,
neighbourhood office or public security committee.
The representative
also said that prostitution was illegal in China, and when seised
by the police, both the prostitute and the client received the
administrative penalty for violating public security, including
administrative detention and the imposition of a fine; there was
no law in China permitting the opening of a brothel, and organising,
forcing, seducing, sheltering or introducing a woman to prostitution
or introducing a man to engage in whoring was a crime;
Over the years,
the Chinese Government had devoted itself to the protection of
women's human rights and legal interests through legislation,
and it had been giving much more importance to the crackdown on
trafficking.
It was reported
that regarding women's personal rights, all law enforcement departments
had been taking tough measures and had organised special crackdowns
on criminal activities of causing injury or death of women. As
a result of those efforts, the cases of trafficking in women and
children had been reduced in the last five years.
It was further
reported that the Chinese Government has dedicated itself to developing
the economy, strengthening the legal system, eliminating all backward
ideas that discriminate against women and fulfilling the strategic
objectives of the Beijing Declaration and Platform for Action.
The representative
explained that the Women's Act of 1992 did not contain a specific
definition of discrimination, however its stipulations fully expressed
the principle of combating gender-based discrimination.
Since the
promulgation of the Law on the Protection of the Rights and Interests
of Women, the National People's Congress had conducted two inspections
on enforcement of the law.
Despite the
further protection and strengthening of women's rights since the
promulgation of the women's law, the representative acknowledged
that some problems deserved continued serious attention, such
as the shortfall of women in politics, the difficulties for laid-off
female workers, and the rise of domestic violence. There was still
a long way to go before the various forms of discrimination against
women could be eliminated and gender equality could be fully realised.
However, China had the determination and the confidence to reach
that lofty goal and it welcomed the support of the international
community.
The representative
stated that the main measures undertaken by the Government to
modify stereotyping of women included advocacy and educational
campaigns, training and education programmes, and the elaboration
of the programme for the development of Chinese women from 2001
to 2010. To encourage women to receive higher education, attention
was given to the nurturing and building up of a sense of gender
equality among students in primary schools, middle schools and
universities. Girls were encouraged to engage in experiments and
activities relating to science and technology, and to take non-traditional
subjects.
He also stated
that Chinese women today faced bitter clashes between family responsibilities
and competition for employment. In the tide of a market economy,
women in China did not want to lag behind, a member of the Chinese
delegation told the CEDAW Committee. Yet, Chinese women still
needed to balance their traditional social and family roles with
their emerging presence in the nation's development.
Several members
of the CEDAW Committee expressed concern that such deep-seated
prejudices would impede implementation of the CEDAW Convention.
The challenges stemming from the economic transition, along with
the sheer size of the population, were daunting. Those problems
included illiteracy, unemployment, trafficking and the gap in
development between rural and urban areas.
One CEDAW
Committee member supported a holistic approach to the problems,
and expressed disappointment that the most senior government organ
to address women's issues was a national working committee on
women and children. Had the CEDAW Convention ever been invoked?
she asked. There were measures to fight trafficking, but those
laws needed to be enforced. Meanwhile, the Chinese Government
had no laws on domestic violence, and no shelters for the victims
of such abuse. Also absent was labour protection in private enterprise
and its enforcement for women who were particularly vulnerable
to exploitation as a result of the new economic reforms. The legislation
to deal with the problem of land ownership had seemed appropriate,
but the de facto situation was very different. Even today, when
women in China changed their marital status, they lost their rights
to land.
The status
of illegal children, many of them girls, was also a deep concern.
Those were apparently unregistered and, therefore, officially
non-existent. Thus, they were not entitled to education or health
care or any other basic necessities.
The CEDAW
Committee stated it had heard of consistent reports of abuse of
power by local officials in implementing their policies, including
serious violations of human rights. She had heard about forced
abortions and sterilisations; about the detention of citizens
in order to implement the family planning policy; and about housing
that had been demolished to punish those who had exceeded the
quotas. While the Government claimed it did not condone such measures,
it needed to make clear that those measures were prohibited. Moreover,
it must take administrative or other sanctions against officials
operating outside their authority.
If, as the
Government had said, sex-elected abortion and the abandonment
of children were illegal, it needed to prohibit those activities.
The CEDAW Committee pointed out that to break the cycle of violence
and introduce the discourse of human rights into Chinese culture,
the Chinese government was asked to "just read the Convention;
read it again and again and again, and think about what it means".
1.3. Concluding
comments
(a) General
matters pertaining to discrimination and the status of women
The CEDAW
Committee notes that the persistence of prejudice and stereotypical
attitudes concerning the role of women and men in the family and
in society, based on views of male superiority and the subordination
of women, constitutes a serious impediment to the full implementation
of the CEDAW Convention.
The CEDAW
Committee is concerned that the Government's approach to the implementation
of the Convention has an apparent focus on the protection of women
rather than on their empowerment. Thus, the central machinery
responsible for government policy is the National Working Committee
on Women and Children, perpetuating the identification of women
with children. Likewise, labour laws and regulations overemphasise
the protection of women.
The CEDAW
Committee recommends that the Government re-examine its approach
to realising gender equality, with an emphasis on the human rights
framework of the CEDAW Convention and the empowerment of women.
The Government should encourage a countrywide social dialogue
that advocates equality between women and men, and a comprehensive
public campaign aimed at changing traditional attitudes.
The Women's
Law does not contain a definition of discrimination against women.
It is also concerned that the Women's Law does not provide for
effective remedies in cases of violation of the law. It is unclear
whether the CEDAW Convention can be, or ever has been, invoked
in a court of law, and what the outcome of such cases might have
been.
The CEDAW
Committee recommends that the Government adopt legislation that
expressly prohibits gender discrimination, including unintentional
and indirect discrimination, in accordance with the definition
in Article 1 of the CEDAW Convention. It also recommends that
the Government improve the availability of means of redress, including
legal remedies, under the Women's Law. The Government should provide
legal aid to women who suffer discrimination in its various forms,
to assist them in the realisation of their rights. It should also
widely publicise all these measures so that adequate enforcement
of the law can be ensured. The CEDAW Committee recommends further
that the Government adopt measures and allocate resources at both
the central and provincial levels to monitor implementation of
the various laws on gender equality.
The CEDAW
Committee notes with concern the adverse impact of economic restructuring
on women in the transition from a planned economy to a market
economy, and in particular the gender-specific consequences for
women's employment and re-employment. The rising unemployment
of women, difficulties in finding new employment, the lack of
enforcement of labour laws for women workers and the continuing
categorisation of certain jobs as unsuitable for women are of
particular concern. The CEDAW Committee is concerned that retraining
of unemployed women for jobs in the service sector may lead to
further gender segregation of the labour market, with women being
trapped in low-wage sectors. The CEDAW Committee notes with concern
that women are faced with age discrimination as they seek re-employment.
It is also concerned that an overemphasis on the protection of,
rather than equal opportunities for, women in the labour market
perpetuates stereotypes and creates additional obstacles for women
competing in a market economy. The CEDAW Committee notes that
the situation of women workers in special economic zones also
remains a concern.
The CEDAW
Committee urges the Government to analyse, from a gender perspective,
the effects of its economic policies, and to take steps to mitigate
and counteract their negative effects on women. In addition to
enforcing existing labour laws, the CEDAW Committee invites the
Government to increase women's means of redress against discrimination
and inequality at work, including by promoting the recognition
of women's right to participate in workers' organisations and
their right to strike.
The CEDAW
Committee is concerned about the consequences of women's loss
of employment, or of interrupted employment, on women's rights
to housing, health care and social security.
The CEDAW
Committee considers that the gap between the situation of women
in urban areas and those in rural and remote areas constitutes
a major obstacle to the full implementation of the CEDAW Convention.
The CEDAW
Committee is concerned about the disproportionate persistence
of illiteracy among rural women and among ethnic and religious
minorities. It recommends that the Government adopt a specific
time frame, with budgetary and resource allocation, for the achievement
of universal literacy and primary education.
The CEDAW
Committee is concerned about the growing disparity in the male/female
sex ratio at birth as an unintended consequence of the population
policy, owing to the discriminatory tradition of son preference.
The shortage of females may also have long-term implications regarding
trafficking in women.
The CEDAW
Committee is concerned about illegal practices of sex-selective
abortion, female infanticide and the non-registration and abandonment
of female children. Furthermore, it is concerned about the status
of "out-of-plan" and unregistered children, many of
them girls, who may be officially non-existent and thus not entitled
to education, health care or other social benefit. The Government
should address linkages between economic security in old age and
its family planning policies. In addition, it should take all
appropriate measures to modify and eliminate son preference, inter
alia, by expanding educational and employment opportunities for
women in rural areas, enforce laws against sex-selective abortion,
female infanticide and abandonment of children and remove all
legal disabilities form "out-of-plan" and unregistered
children.
(b) Specific
to trafficking
The CEDAW
Committee expresses concern about reports in some localities of
officials who are involved or colluding in the trade in women,
including through payment from prostitutes and urges the government
to investigate and to prosecute all guilty parties.
The CEDAW
Committee is concerned that prostitution, which is often a result
of poverty and economic deprivation, is illegal in China.
The CEDAW
Committee urges decriminalisation of prostitution and measures
for the rehabilitation and reintegration of prostitution including
provision of health services.
A reading
of the issues raised in the NGO shadow report provides an overview
of the problem of trafficking in women and children in China.
In its review of progress in China, the CEDAW Committee takes
up some of the issues and suggests social services for survivors
of trafficking be provided by the government. It also urges the
government to take action in connection with allegations of officials
colluding in trafficking in women.
Now that these
issues have been established as areas mandating action, it becomes
clear which article is applicable in this context. Identifying
elements of the problem of trafficking and relating them to a
particular article of the CEDAW Convention is essential in combating
trafficking in women through the use of the CEDAW Convention.
For example, where collusion between traffickers and state officials
exists, Article 2(d) must be used to challenge this collusion.
This article reads:
(...) To refrain from engaging in any act or practice of discrimination
against women and to ensure that public authorities and institutions
shall act in conformity with this obligation; (…)
2. Thailand[10]
During the
Committee session in January 1999, the CEDAW Committee reviewed
the Second and Third periodic report of Thailand. In addition
to the steps taken to implement the CEDAW Convention as stated
in the state reports, NGOs raised several issues with regard to
trafficking in women in their shadow report.
2. 1. Issues
raised by NGOs in the shadow report[11]
Thailand is
a country of origin, transit and destination for trafficking in
women. It is difficult to make any reliable estimate of the number
of trafficked persons, as it is an illegal activity, it is not
recorded in any official statistics and the absence of a clear
definition adds to the problem.
The trafficking
of women in Thailand is closely connected with female labour migration
and migration for sex work both domestically and cross-border.
Factors for
female labour migration include, the collapse of rural livelihood,
daughters being pressured to migrate to fulfil the family's economic
needs and in some instances being encouraged/pressured by parents
to enter sex industry, traditional values which place an obligation
on daughters to care for the family.
Trafficking
occurs for different purposes including different forms of forced
labour, servile marriage and forced prostitution. The contexts
of trafficking are also related to the issue of illegal migration,
illegal migrant workers and illegal work. Opportunities for work
for women are limited to low paid jobs with substandard working
conditions. While increasing number of women seek to migrate overseas
for work the channels for official work contract are limited.
All of this is in turn linked to low education, gender roles and
gender ideology. Other contexts are demand for services in the
sex industry, violence in the family and failure of the marriage,
lack of social support for women in difficult circumstances and
complicity of government officials.
Despite changes
in the laws on prostitution to target brothel owners and procurer
of girls into the sex industry, in practice only a few of such
people have been prosecuted.
The Suppression
of Trafficking in Women and Children Act lacks concrete measures
or procedures that compel concerned government agencies in handling
cases of trafficking with a view of providing assistance to victims
of trafficking rather than punishing them as illegal migrants.
Limited cooperation
has been initiated between Thailand as a country of origin and
countries of destination where Thai women are trafficked into
in terms of detecting the trafficking network and in terms of
assisting victims of trafficking.
2.2. Dialogue
between the State party and the CEDAW Committee during the review[12]
The concerns
of the CEDAW Committee included the effectiveness of the implementation
of provisions in the constitution to prohibit discrimination against
women on the basis of sex and marital status,[13] the measures
to change attitudes that reinforce stereotypes or lead to stereotyping
with respect to girls and women, the government efforts to address
negative attitudes towards girls who wish to study or work in
non-traditional areas, details of the legislation, including the
Act on the Prevention of Traffic in Women and Children, adopted
by the Government of Thailand to prevent prostitution[14] and
trafficking in women and girls, the implementation of this legislation
and the obstacles to its implementation and the sanctions for
trafficking. The CEDAW Committee also wanted to know the extent
of sex tourism in Thailand and the measures, including laws, to
address sex tourism, laws and policies aimed at protecting girls
and women from labour agencies involved in trafficking, methods
employed to estimate the numbers of women trafficked abroad as
well as methods for monitoring patterns of immigration and emigration
and the major obstacles to the elimination of trafficking in women.
While the
new Constitution was impressive in its steps forward in the areas
of anti-discrimination and employment equality, the CEDAW Committee
deplored the absence of any definition of discrimination, as defined
in article 1 of the CEDAW Convention. Thus, the treaty did not
have the force of a legal instrument in Thailand.
Concerning
the legality of the CEDAW Convention in Thailand, the State party
representative said that none of the international legal instruments
had legal status in the country. Rather, they were being used
as a reference point to change existing laws and regulations,
and had been successful in many instances.
The representative
noted that in 1988 anti-discrimination legislation had been proposed
but had been rejected by legislators because the new constitution
prohibited discrimination on the basis of sex. Since the submission
of Thailand's report, there had been significant changes related
to the problems of exploitative commercial sex and trafficking
of women and children The representative elaborated on three revised
laws: the Prostitution Prevention and Suppression Act of 1996;
the Prevention and Suppression of Trafficking in Women and Children
of 1997; and the Penal Code Amendment Act. In addition, the National
Commission on Women's Affairs was in the process of formulating
the National Plan of Action for Trafficking of Women and Children,
to deal with illegal women migrants who were trafficked into Thailand,
using Thailand as a receiving, transiting or sending country.
It was reported that enforcement of these laws is a major problem.
While there
was a need for an anti-discrimination code in Thailand, there
were many difficulties being faced in that regard, she said. For
the time being, the National Youth Bureau was trying to come up
with one comprehensive code for children's rights. If that were
successful, then an anti-discrimination code for women would be
pursued.
Although there
is no legal definition of discrimination in Thailand, according
to the report, the influence of the CEDAW Convention has led to
it being widely accepted as a de facto standard, and the definition
used in the CEDAW Convention is expected to be used in drafting
the proposed anti-discrimination law. In 1994, following campaigns
by non-governmental organisations (NGOs) and the National Commission
on Women's Affairs, a provision specifically providing for equality
between men and women was re-incorporated in the Thai Constitution.
While all de jure discrimination against women by the Government
has now been abolished (with the exception of within the police
and armed forces), considerable de facto discrimination remains.
Overall, women tend to be concentrated in lower status and lower
paid positions, which reflects historical inequalities in access
to education, but also their higher level of involvement in the
informal sectors of the economy.
Regarding
legislation, the CEDAW Committee recommended that there should
be a comprehensive anti-discrimination law for the entire country.
Since the Thai representative had stated that a children's code
was being pursued first, it would be crucial to include a definition
of discrimination that covered both intentional and unintentional
discrimination. Unless that definition was included, the Government
would only skim the surface of discrimination, and not reach the
hidden areas.
As stated
in the State party report, the exploitation of prostitution and
trafficking in women are major human rights problems in Thailand.
Deep-rooted social attitudes such as the condoning of prostitution
by men and women as a male privilege, and the daughter's duty
to take care of her family make it very difficult to implement
appropriate measures, which can be used to effectively suppress
them. Such attitudes are difficult to change. The Women's Commission
(NCWA) and NGOs have been working towards enactment of a new law,
which will further strengthen penalties and renew the State's
prohibition of child prostitution.
A further
problem arises from the very high value still placed on a woman's
virginity. This may leave a girl or woman, who has been abused
within her family, involved in an illicit relationship or who
has been raped, with very low self-esteem and feeling her future
fate is not important, making her an easy victim for traffickers.
The representative
continued that to ensure women and girls have an alternate source
of income, vocational training is being provided, particularly
in areas known to be important sources of sex workers, to try
to assist vulnerable women and girls to remain in their villages
and earn a reasonable income. It is hoped that family education
programmes, such as that focusing on "One Man, One Wife",
will also help reduce the demand for commercial sex services.
The CEDAW
Committee pointed out that the court procedure for enforcing the
new Constitution seemed weak. In the area of the protection and
promotion of employee's rights, the Government did not seem used
to making policy changes in the public sector, and there was no
relief in the private sector in that regard. The CEDAW Committee
emphasised that it was important to introduce new anti-discrimination
legislation, the much talked-about issue of trafficking of women
and young girls and the human rights of minority groups also called
for concrete measures. In addition, the new child labour protection
act must be enforced. The new legal age for children to work was
15, but that was still too young.
With regard
to the decriminalisation of prostitution, the representative said
that, in formal law, the penalties rested only on the commercial
sex workers, and not on the pimps and customers. The police went
after the workers, not in an attempt to legalise prostitution,
but rather to decriminalise it. If the women were over the age
of 18 and were not forced into prostitution, then they were charged
a fine and let go. The parents of girls forced into prostitution
were also subject to imprisonment. The CEDAW Committee asked why
the workers were charged at all. It was replied that lawmakers
felt that if they were fined, then it would be possible to send
them to shelters, where they could receive assistance and education.
If they were not charged, then the police would have no basis
on which to detain them. The representative agreed that there
was a need to address the demand side of trafficking and prostitution.
The State
party representative stated that it takes "two to tango"
when he spoke on the issue of cross-border prostitution. "We
don't like to see those kinds of things", as those had political
repercussions and often undermined international relations. Similarly,
there were two sides to deal with in order to combat the economic
problems: the demand side and the supply side.
The representative
also stated his country had actually dared to propose a national
symposium on migration to address the cases of undocumented working
men, women and children, in an attempt to find ways to manage
the flow. The issue had to be handled at the source, and the worse
sort had been the traffickers. For that reason, last year the
Foreign Affairs Ministry had worked hand in hand with various
agencies, particularly the Women's Commission, to treat women
and children who had arrived on Thai soil as victims of trafficking,
rather than wrongdoers. The slow but successful passage of a related
law had been one step forward. The next step was to raise awareness
on the other side of the border that trafficking and placing one's
children into the oldest profession in the world was not the way
to raise them.
The CEDAW
Committee noted that with regard to trafficking and prostitution,
that there would not be incentives for sex tourism if there were
effective controls. Perhaps, what was needed in addition to legislation
was the necessary administrative apparatus to raise awareness
among the public.
The CEDAW
Committee was of the view that it was plain to see there were
very traditional ways of looking at things, by the vast majority
of the population and possibly also by the authorities, another
expert noted. Clearly, women in the country were subordinate to
men. In some instances, the national legislation had stipulated
equality, but when it came to apply it, social prejudices predominated.
Although points had been made on paper, women's rights were not
being translated into practice. Examples included the large number
of girls who had dropped out of schools and the very strong preference
for sons in Thai society.
2.3 Concluding
comments
(a) General
matters pertaining to discrimination and the status of women
The CEDAW
Committee expresses its concern at the lack of effective law enforcement
mechanisms and the lack of cases filed by women in the courts
on the basis of constitutional guarantees. The CEDAW Committee
urges NCWA to study constitutional developments in other countries
and practical ways of strengthening the capacity of women to use
the Constitution to ensure gender equality.
The CEDAW
Committee remains concerned that the CEDAW Convention is not directly
applicable in the courts in Thailand and that there is no separate
law exclusively dealing with discrimination against women. The
absence of a definition of discrimination congruent with the CEDAW
Convention in the Constitution is also of serious concern.
The CEDAW
Committee recommends the introduction of specific anti-discrimination
legislation in compliance with article 1 of the CEDAW Convention.
The CEDAW
Committee is concerned that traditional stereotypes of women and
men are reflected in some laws and portrayed in school text books
and through the media, thereby undermining positive policies relating
to gender equality.
The CEDAW
Committee urges that a review be made of laws and policies and
school text books in order to remove gender stereotypes and to
include women's human rights issues. . It also recommends that
the media be encouraged to portray girls and women in non-stereotyped
ways.
The CEDAW
Committee encourages the Government to give full attention to
the needs of rural women and to ensure that they benefit from
policies and programmes in all areas, in particular access to
decision-making, health, education and social services.
Noting the
prevailing traditional attitudes affecting the advancement of
Thai women, the CEDAW Committee recommends that sensitisation
programmes for policy makers, administrators, legal personnel
and other professionals involved in the health and education sector
be provided.
The CEDAW
Committee is concerned about the under representation of women
in politics and decision-making structures, including the judicial
system. It emphasises the importance of fostering a political
and social environment conducive to women's promotion in all sectors
of public and private life. The CEDAW Committee recommends the
introduction of affirmative action policies or temporary special
measures in accordance with article 4, paragraph 1, of the CEDAW
Convention, with goals and timetables to address the situation.
The CEDAW
Committee emphasises the importance of fostering a political and
social environment conducive to women's promotion in all sectors
of public and private life. The CEDAW Committee recommends the
introduction of affirmative action policies or temporary special
measures in accordance with article 4, paragraph 1, of the CEDAW
Convention, with goals and timetables to address the situation.
(b) Specific
to trafficking
The CEDAW
Committee expresses its concern about the status of women migrant
workers. In particular, the CEDAW Committee is concerned about
cross-border trafficking in women and girls, forced prostitution
and the commercial sex industry.
The CEDAW
Committee strongly recommends that the Government consider the
issue of migration and commercial sex work as a critical human
rights issue.
The CEDAW
Committee recommends that the Government explore the possibility
of cooperation with other countries and coordination with non-governmental
organisations when introducing measures to address the issue.
3. Sweden[15]
During the
CEDAW Committee session in July 2001, the CEDAW Committee reviewed
the fourth and fifth periodic report submitted by Sweden. NGO
shadow reports provided useful information in addition to the
measures presented by the Government representatives.
3.1 Issues
raised by NGOs in the shadow report[16]
There is no
specific legal provision on trafficking; the components of the
crime- kidnapping, forced prostitution, slavery are punishable
In 1999 the
parliamentary law commission defined trafficking but limited it
to forced prostitution and omitted forced labour, marriage, debt
bondage
Proposed law
on trafficking criminalises the trafficker and not the trafficked
but it is a crime only if the woman was unlawfully coerced or
deceived or improperly recruited or transported. If the woman
agreed to being transported she would be considered an illegal
migrant and may be penalised; she may not get protection under
the proposed law if she is abused or exploited or trafficked after
she enters
Victims of
trafficking should not be treated as illegal immigrants; should
be given the option of seeking asylum
3.2 Dialogue
between the State party and the CEDAW Committee during the review
The CEDAW
Committee enquired into legislation Sweden is currently drafting
concerning sex-related crimes. This law explicitly criminalising
trafficking, but only when it ends in forced prostitution. The
CEDAW Committee was concerned that such legislation would be inadequate
to address the problem of trafficking, as it would create a narrow
definition excluding other forms of trafficking and forced work.
The CEDAW
Committee wanted to know whether the Government was collaborating
with national, regional and international authorities to make
bilateral and multilateral agreements in order to counter cross
border trafficking and how the government would improve its investigations
to ensure that asylum-seeking procedures were gender-sensitive.
In what way
would the Government improve the right to work for legal immigrant
women and minority women and what were the measures being taken
by the Government to address the issue and status of illegal immigrant
women.
The CEDAW
Committee also wanted to know the measures in place to train the
police, the judiciary and health and education providers on violence
against women?
To a question
about whether Sweden was a transition or destination when it came
to trafficking in women, the State party representative said it
was a destination. Some 200 to 500 women were trafficked into
Sweden each year. The Government was working very hard to find
solutions to that relatively new phenomenon.
Turning to
the trafficking in women and children, the representative stated
that in December 2000 the European Commission had proposed two
framework decisions on trafficking in human beings and their sexual
exploitation. A political agreement on the matter was reached
during the Swedish presidency of the European Union - inter alia,
on common definitions and victim support. One issue that remained
to be resolved was the question of penalties. Sweden had also
signed the Convention on Transnational Organised Crime and the
supplementary protocol to prevent and punish trafficking in persons,
the representative added.
The CEDAW
Committee wanted to know how trafficked women were protected if
they tried to free themselves and whether they would be given
asylum.
The representative
stated that in 1997, a new protection provision was introduced
to the Aliens Act granting residence permits to individuals experiencing
a well founded fear of persecution due to their gender or homosexuality.
However, a recent survey showed that the new provision had been
used in only a very limited number of cases since 1997. To better
observe women's need for protection, it was important to train
personnel handling asylum investigations. Concerning immigrants,
there had been a shift of policy in Sweden, from assimilation
to integration, which should be based on the right of every individual
to be treated with respect and acceptance on an equal footing.
There was an ombudsman against ethnic discrimination, as well
as an ombudsman against discrimination on grounds of sexual orientation.
The representative
went on to say that studies showed that migrant women faced a
higher risk of being subjected to violence than other women. To
avoid situations where assaulted immigrant women felt forced to
remain in a relationship for fear of expulsion, certain amendments
had been made to the Aliens Act last year. As a consequence, the
examination process before granting a residence permit was now
more stringent. Through interviews and investigations, it was
decided, in particular, whether a residence permit should be granted
on the basis of an arranged marriage.
It was explained
that exploitation of prostitutes had been a criminal offence in
Sweden since 1 January 1999. Since then, the number of known female
prostitutes appeared to have declined in the country's three largest
cities. The new legislation had also had an impact on the trafficking
in women for sexual exploitation. On prostitution and pimping,
the committee was told such actions, as promoting or exploiting
prostitutes were prohibited and punishable under the country's
Penal Code. The new amendments also prohibited purchasing the
services of prostitutes. Under other amendments, various crime
victims had access to counselling and free representation in the
court of law. The quality of public support for crime victims
was also being improved.
The representative
added that the law on prostitution, operational since January
1999, was a positive step, but the representative had mentioned
that the number of prostitutes on the streets had decreased while
the number of "hidden" prostitutes might have increased.
The CEDAW Committee was concerned as to what methodologies were
being used to combat that invisible phenomenon?
To the question
about concealed prostitution, the representative replied that
two thirds of such cases took place indoors, in concealed forms.
That called for special measures to address the problem. The Government
was considering such actions, including creation of "prostitution
centres", in which social workers and health-care professionals
would work with prostitutes.
She also added
that police could follow customers into brothels, and that was
one of the ways to deal with the problem of hidden prostitution.
The CEDAW
Committee appreciated the new legislation on violence, which was
broad and very positive, punished the client who paid for sexual
relations, but they enquired what it would do about pimping? It
seemed that those "procurers" were delinquents who took
advantage of women and enslaved them.
It was reported
that to prevent and counteract trafficking, in human beings Sweden
had a set up a working group comprising the Ministry of Justice,
Health and Social Welfare, the Foreign Ministry, the Ministry
of Industry, Labour and Communication. The working group will
coordinate the efforts in this area during the Swedish presidency
of the European Union. The National Police Board had been appointed
the national reporter for Sweden in accordance with a EU declaration
and will inter alia collect information on the extent of trafficking
in women in Sweden and other countries, including outside the
EU, and consider how such trafficking can be prevented and counteracted.
It surprised
the CEDAW Committee, however, that during its presidency of the
European Union, Sweden had not taken any initiative towards harmonising
legislation on the problem of prostitution. Sweden could have
taken the lead in that regard. Hopefully, it would do so in another
context.
The representative
said that during its European Union presidency, Sweden had not
raised the issue of prostitution, because it was not on the agenda
of that organisation. Significant differences existed on the issue,
and the country was discussing it on a bilateral level. An international
conference on prostitution had been held in Stockholm last year,
at which various views had been presented. It was important to
continue discussing the problem, which could not be separated
from the issue of trafficking in people.
3.3 Concluding
comments
While welcoming
the criminalisation of the purchase of sexual services, the CEDAW
Committee expresses concern that this might have increased the
incidence of clandestine prostitution, thereby rendering prostitutes
more vulnerable. It also expresses concern that Sweden has become
a country of destination for trafficked women.
The CEDAW
Committee encourages the Government to evaluate the effect of
the current policy of criminalising the purchase of sexual services,
especially in view of the complete lack of data on clandestine
prostitution, which may have incidental effects on the trafficking
of women and girls. The CEDAW Committee encourages action in Sweden
and, through the Government of Sweden, continued efforts within
the European Union to combat trafficking of women, including measures
to prevent trafficking, the collection of data, the provision
of services for trafficked women and measures to penalise those
who facilitate such trafficking.
4. Netherlands[17]
During its
512th and 513th meeting on July 6, 2001, the CEDAW Committee reviewed
the second and third periodic report submitted by the Kingdom
of the Netherlands. Similar to the reports submitted by China,
NGO shadow reports provided useful information in addition to
the measures presented by the Government representatives.
4.1. Issues
raised by NGOs in the shadow report[18]
The Government
has introduced many anti-trafficking measures. It has nominated
a national monitor for trafficking in women and a national rapporteur
on trafficking in general. It has also legalised prostitution
to grant prostitutes protection of the labour laws.
However, the
law on trafficking only covers trafficking for the purpose of
prostitution and not for other purposes. Furthermore, under age
asylum seekers are vulnerable to trafficking and they have not
been protected.
Many aspects
of the law remain problematic, including inadequate monitoring
of trafficking as well as lack of information among legal and
other organisations on the types of protection available.
Women end
up in hopeless asylum seeking situations and the fact they are
victims of trafficking is often ignored or not recognised, which
results in inadequate protection of women.
Victims are
not enabled to report their cases or are not kept sufficiently
informed by the judicial authorities on how the criminal proceedings
are progressing.
Although temporary
residence permits are granted to the women during the lengthy
criminal proceedings, little support is given to victims to build
a new future. During the course of investigation, victims of trafficking
are accommodated in shelters but not granted work permits. It
is impossible to find accommodation outside the shelters and victims
of trafficking are neither provided with language classes nor
any other training.
Once a case
is heard, trafficking victims are required to return to their
home countries even if in danger of reprisal. Only in exceptional
cases are they allowed to remain in the country.
Non-European
Union migrants are not given permits to work legally as prostitutes
although more than half the prostitutes working in the Netherlands
come from non European Union countries. These women are more vulnerable
to trafficking.
4.2. Dialogue
between the State party and the CEDAW Committee during the review
The CEDAW
Committee was concerned as to whether there were measures taken
to protect migrants from outside the European Union and under
age asylum seekers from commercial sexual exploitation and trafficking.
Additional concerns were raised regarding the implications of
the new law on trafficking for prostitution for these women. Were
the facilities afforded to victims of trafficking pending, during
and after prosecution of traffickers adequate?
The CEDAW
Committee also wanted to know whether victims of trafficking could
apply for asylum citing gender-based prosecution. They wanted
to receive information about the expulsion system, asking if the
country provided guarantees that the victims of trafficking did
not go back to the hands of the offenders. Another concern of
the CEDAW Committee centred on what measures were in place to
monitor and improve the situation of sex workers after the ban
on brothels was removed.
Since transnational
crime requires an international approach, the CEDAW Committee
wanted to know how the Government was planning to communicate
with the respective Governments of the countries of origin. They
also enquired whether the Netherlands was a signatory to the second
Optional Protocol to the Convention on Transnational Organised
Crime regarding the traffic in people, especially women and children.
The State
Party representative reported that the numbers of trafficked women
seeking help had been increasing since 1995 and a majority of
victims were from Central and Eastern Europe. Dutch law equates
trafficking with forced prostitution. For the period of 1994 to
1998, a total of 582 criminal cases involving traffic in persons
were registered. In the vast majority of cases the offender was
convicted. Suppression of the traffic in persons is one of the
public prosecution service's explicit priorities. A special liaison
officer has been appointed for this purpose in each of the country's
19 court districts. The Government appreciates the seriousness
of the problem and is doing all it can to stop trafficking in
persons.
The report
finds that the number of women seeking help from the Organisation
against Trafficking in Women has grown steadily since 1995, and
that the majority of women are from Central and Eastern Europe.
Dutch criminal law distinguishes between traffic in persons and
the smuggling of persons. Trafficking is essentially defined as
any action which contributes to making a person engage in prostitution
against their will, and profiting in any way from prostitution
engaged in by someone against their will. The provision applies
to men and boys, as well as to women and girls. Smuggling of persons
is defined as bringing a person into the Netherlands or the territory
of the Schengen countries or helping them to enter those territories
illegally, with a view to obtaining financial gain. Traffic does
not necessarily mean bringing a person into the country illegally,
while those who are smuggled into the country do not necessarily
become prostitutes.
Concerning
a series of questions about the lifting of the ban on brothels,
it was reported that the Dutch Government is of the view that
prostitution and brothels are facts of life and that neither can
be eradicated by legislation. Lifting the prohibition on brothels
that employ adults who voluntarily engage in prostitution will
make it possible to set the profession on the right track, to
make it as decent, safe and transparent as possible, and free
of the crime often associated with it. At the same time, firm
action must be taken to stop enforced prostitution, prostitution
involving minors, and other unacceptable exploitation. It will
also enable the authorities to introduce and enforce measures
to protect the health and safety of sex workers. An effective
and coordinated enforcement of the provisions of criminal law
was necessary on that practice, as well as on trafficking.
It was reported
that with regard to trafficking in women, there were provisions
for granting asylum for gender-based prosecution. There were procedural
instructions that were based on a gender-inclusive approach and
referred to the societal significance of masculinity and femininity.
Those cases should be assessed in the social context of the country
of origin. Gender was not regarded as grounds for prosecution.
The Dutch Government was currently evaluating its procedure for
asylum seekers.
There were
also provisions for granting residence permits to victims of trafficking
in women. Those were two different categories. The granting of
residence permits applied to victims of trafficking who could
be granted a temporary or possibly permanent residence permit
on humanitarian grounds. Victims were given three months to decide
whether they wished to press charges, during which time they could
remain in the Netherlands and take advantage of financial, legal
and other services. If the available evidence indicated that returning
to the home country would be too dangerous, a permanent permit
would be granted. Regarding another question about the granting
of temporary resident permits, those were automatically granted
within 24 hours of filing the complaint.
The CEDAW
Committee congratulated the Netherlands for being the first country
to have a rapporteur on trafficking aimed at combating trafficking
in women and girls. The goal was better cooperation with other
European Union countries. Concerning a question about the reason
for installing a national rapporteur it was explained that this
had been an initiative of the Dutch Government a few years ago.
One goal was better cooperation with other European countries.
For that reason, her Government had urged the appointments of
national rapporteurs in individual European countries, and the
appointment of a rapporteur in the European Commission to coordinate
all related information among members of the European Union. Once
the national rapporteur on trafficking starts his/her work they
will communicate with the countries of origin of trafficked persons.
It was reported
that one of the duties of the national rapporteur would be to
make visible the patterns of smuggling and trafficking. That was
a very complicated task but, once achieved, the relevant authorities
in the country of origin could be contacted. This was a very important
aspect of combating trafficking in women. The appointment of a
national rapporteur also afforded the chance to exchange information
with the United Nations Special Rapporteur on Violence against
Women. Indeed, international cooperation could be consolidated
to combat that very serious problem.
Asked to whom
the national rapporteur reported, the representative said that
the national rapporteur would report, in the first place, to the
Cabinet, and in particular, to the Minister of Justice. The report
would then be sent to the Parliament, which would be most interested
in the results of the research.
The representative
reported that a study on gender-based violence had been commissioned
in December 1999 and launched in the spring of 2000. It centred
on the question of the significance of the CEDAW Convention in
preventing and eliminating such violence.
In response
to a specific question regarding the CEDAW Convention against
Transnational Organised Crime, the representative said the Netherlands
had been active in those negotiations and had signed the Convention,
as well as two Protocols on trafficking and smuggling, in December
2000 in Palermo. The Government intended to ratify those three
instruments.
4.3. Concluding
comments
The CEDAW
Committee further commends the Government on its programme to
combat trafficking, in particular the appointment of the National
Rapporteur on Traffic of Persons, whose aim is to provide the
Government with recommendations on how best to tackle the problem
of trafficking, and for its commitment to combat this phenomenon
at the level of the European Union.
Noting the
recent legislation on the abolition of the ban on brothels, which
came into effect in October 2000, the CEDAW Committee emphasises
that prostitution poses for women risks of exploitation and violence.
The CEDAW
Committee urges the Government to begin monitoring this law immediately
and provide, in its next report, an assessment of the intended
as well as unintended effects of the law, including those pertaining
to risks of violence and to health, in particular with regard
to those women without residence permits who are engaged in prostitution.
The CEDAW Committee also urges the Government to increase its
efforts to provide training and education to prostitutes in order
to ensure that they have a full range of options for earning their
livelihood.
The CEDAW
Committee expresses concern about non-European women who have
been trafficked, who fear expulsion to their countries of origin
and who might lack the effective protection of their Government
upon their return.
The CEDAW
Committee urges the Government of the Netherlands to ensure that
trafficked women are provided with full protection in their countries
of origin or to grant them asylum or refugee status.
A reading
of the shadow report in juxtaposition to the information provided
by the Government representative illuminates several incongruities.
Whereas national law allows for the prosecution of traffickers,
victims of trafficking are not enabled to report in practice;
or whereas in theory it is possible to seek asylum, women end
up in hopeless asylum seeking situations because legal and other
organisations are ill informed about the protection available.
The fact that they are survivors of trafficking is ignored or
not recognised and consequently, they do not receive full protection.
In addition, although temporary residence permits may be granted
to survivors, no assistance to build a future through providing
skills training, housing or work permits is given. These examples
elucidate the importance of the review process in identifying
areas within the field of anti-trafficking measures that require
improvement. Having identified these areas, a look at the catalogue
of measures prescribed by the CEDAW Convention helps determining
the state obligation in question.
With regard
to the examples of the Dutch reports, the broad provisions of
Article 3, which require State parties to take appropriate measures
in all fields to ensure women's full development and enjoyment
of human rights[19] and Article 4, which provides for temporary
special measures, need to be used to challenge the gaps in State
action.
5. Summary
Summing up,
the analysis of State reports submitted to the CEDAW Committee
has shown that engaging different actors in the process of providing
information on the implementation of the CEDAW Convention in the
field of eliminating discrimination as a root cause of trafficking,
enhances the accuracy of information. At the same time, analysing
the dialogue between the CEDAW Committee and the State party,
which ensues during the review process, serves to pinpoint areas
of concern which mandate targeted measures to be taken by State
parties in order to fulfill their CEDAW Convention obligations.
On a different
note, an analysis of the State reports review of China, Thailand,
Sweden and the Netherlands reveals that the issues to be addressed
in sending countries differ greatly from those in receiving countries.
In the former, it is not only matters directly related to trafficking
against women, which need to be addressed. Instead, it is issues
that refer to the broader concern of discrimination against women,
matters pertaining to the empowerment of women and those aspects
of culture that differentiate between women and men in stereotypical
ways that lead to the subordination of women. These aspects make
women vulnerable to trafficking. In receiving countries, however,
the issues to be tackled revolve around laws and programmes relating
to the criminalisation of trafficking and slave-like conditions
of work, cross border crime control, the sensitivity of authorities
to legal and illegal immigrant women and their problems, issues
of asylum law and issues concerning the provision of security
measures for women seeking to free themselves from traffickers.
III. THE OPTIONAL PROTOCOL TO THE CEDAW CONVENTION
In October
1999, the General Assembly of the United Nations adopted the Optional
Protocol to the Convention on the Elimination of Discrimination
against Women.[20] A year later, ten states had ratified the Optional
Protocol, allowing it to enter into force on 22 December 2000
in accordance with Article 15.
A. Objectives
With reference
to the various international human rights instruments, which enshrine
equal rights for men and women and the principle of non-discrimination,
the preamble of the Optional Protocol reiterates the commitment
of State parties to ensure women's full and equal enjoyment of
human rights and fundamental freedoms. To achieve this, the Optional
Protocol provides a course of action to prevent or remedy violations
of these rights and freedoms. It is closely modeled after other
United Nations human rights complaints procedures and incorporates
a range of practices of other treaty bodies. Mainly, it establishes
a communication procedure that allows individuals and groups of
women to complain about violations of the CEDAW Convention provisions,
as well as an inquiry procedure, which permits the CEDAW Committee
to conduct inquiries into grave or systematic abuses of women's
human rights in countries that are State parties.
B. Key
Provisions
Article 1
establishes the competence of the CEDAW Committee to receive and
consider communications under the protocol.
Article 1
A State Party to the present Protocol recognises the competence
of the Committee on the Elimination of Discrimination against
Women to receive and consider communications submitted in accordance
with Article 2.
Article 2
sets up the communications procedure, followed by Articles 3 to
7, which lay out the rules governing this procedure. In detail,
these provisions stipulate that individuals or groups of individuals
are enabled to submit a complaint to the CEDAW Committee once
all available domestic remedies have been exhausted. This admissibility
criterion may be waived if these remedies are unlikely to be effective
in the pursuit of relief of a violation of the CEDAW Convention.
A complaint may also be submitted on behalf of an individual if
the person concerned has consented or it is explained why that
consent was not received. Article 4 spells out further admissibility
criteria such as that the CEDAW Committee considers only those
complaints which have not been examined by the CEDAW Committee
or any other treaty body previously and which are compatible with
the provisions of the CEDAW Convention and is not an abuse of
the right to submit a communication. Furthermore, the allegations
presented must be substantiated and the facts that are presented
to the CEDAW Committee must have occurred after the State party
in question has ratified the Optional Protocol. For a general
overview, a complaint to the CEDAW Committee under the communications
procedure is admissible if the following criteria are given:
This provision
allows states to become party to the Protocol without being bound
by the inquiry procedure. State parties, which do so, are consequently
only bound by the obligations arising from the communications
procedure.
As far as
general obligations with regard to the communications procedure
are concerned, States party to the Optional Protocol agree to
take all appropriate steps to ensure that individuals under its
jurisdiction are not subjected to ill treatment or intimidation
as a consequence of submitting a complaint to the CEDAW Committee.
This obligation is enshrined in Article 11 of the Protocol. To
facilitate effective and broad use of this complaint mechanism,
Article 13 requires State parties to make the CEDAW Convention
and the provisions of its Optional Protocol widely known as well
as make the findings of the CEDAW Committee with regard to the
State party concerned available to the general public.
D. Relationship
with the CEDAW Convention
The Optional
Protocol serves as a supplement to the CEDAW Convention and provides
a new avenue for implementation and enforcement of the CEDAW Convention
provisions. As such, only State parties to the CEDAW Convention
are eligible to ratify the Protocol. As with other international
human rights treaties and their respective supplementary Optional
Protocols, the Optional Protocol to the CEDAW Convention is a
treaty in its own right and requires signing, ratifying or acceding
to the main treaty. This may be done by depositing an instrument
of ratification or accession with the Secretary-General of the
United Nations. Similarly, only those complaints concerning alleged
violations of the CEDAW Convention by a State party to both the
CEDAW Convention and the Optional Protocol may be brought before
the CEDAW Committee.
IV. USING THE CEDAW CONVENTION AND ITS OPTIONAL PROTOCOL TO
COMBAT TRAFFICKING IN WOMEN AND CHILDREN
As mentioned
earlier in this chapter, placing the fight against trafficking
in women within the framework of one particular provision of the
CEDAW Convention only does not do justice to the complexity of
the issue. Although a clear prohibition of trafficking in women
as found in Article 6 of the CEDAW Convention mandates State parties
to take measures to prevent and punish cases of trafficking as
well as protect those vulnerable to the practice, the complex
array of root causes demands a more comprehensive approach. This
comprehensive approach requires analysing the different factors
contributing to trafficking and subsequently addressing these
within the framework of the CEDAW Convention.
Advocates
and stakeholders in search of identifying factors that contribute
to trafficking in a particular country are advised to turn to
the periodic reports submitted to the CEDAW Committee by the State
party in question. An analysis of the information presented both
by the Government and, if applicable, by NGO shadow reports, offer
valuable insight into areas of the de jure and de facto situation
of women. Thus, violations of the CEDAW Convention and issues
deserving of improvement may be easily identified.
To remedy
these violations, it is suggested to go beyond Article 6 of the
CEDAW Convention, which merely states that States have an obligation
to suppress trafficking in women. Rather, it is recommended to
use various relevant articles of the CEDAW Convention as well
as General Recommendation No.19 as issued by the CEDAW Committee
in a holistic approach to the issue, as it is inappropriate to
look for comprehensive solutions within the text of the treaty
only.
As far as
means and mechanisms of addressing the exposed violations of the
CEDAW Convention is concerned, advocates on the issue may use
the CEDAW Convention as an advocacy tool to achieve their goal
of ending discrimination of women. The CEDAW Convention is, however,
also applicable in national courts of State parties, which have
either incorporated the CEDAW Convention directly or in the form
of a national law passed by parliament. The adoption of a complaints
procedure provides an additional avenue for action in those countries,
which have ratified the Optional Protocol. It provides the framework
for effective enforcement of the CEDAW Convention provisions by
endowing an independent body of international experts with the
competence of receiving complaints about individual violations
and investigating into systematic violations.
The communications
procedure, as an individual complaints procedure, may prove useful
in remedying violations of those CEDAW Convention provisions,
which have occurred during the process of trafficking. It allows
women who are nationals of a State party to the Optional Protocol
and have been rescued from being trafficked to lodge a complaint
at the international level if the national judicial system has
failed to provide relief, thereby expanding the avenues of redress
significantly. This route guarantees individual remedies for specific
violations and places the survivor at the centre of the proceedings,
thereby providing her with full ownership of judicial redress.
In a similar
vein, the inquiry procedure provides a useful tool to investigate
systematic violations of women's human rights, which may lie at
the heart of women's vulnerability to trafficking. These may concern
any number of systematic violations of women's rights, such as
economic rights, property rights, right to education or systematic
discrimination in connection with women's social status.
As a result,
the CEDAW Convention may be used in different ways to combat trafficking.
Choosing a mechanism will depend on the nature of violation in
question, the status of the CEDAW Convention and the Optional
Protocol of the country concerned as well as the desired result.
V. CONCLUSION
This chapter
has pointed out the relevance of the CEDAW Convention to combating
trafficking in women and has attempted to provide a methodology
for its application. By using the definition of discrimination
in Article 1 of the CEDAW Convention, it is possible to identify
a wide range of women's rights violated during the process of
trafficking. To remedy these violations, it is suggested to not
only invoke Article 6 of the CEDAW Convention, which expressly
requires State parties to suppress trafficking in women. Instead,
it is recommended to use various relevant articles of the CEDAW
Convention as well as General Recommendation No.19.
As a first
step, it is of utmost importance to analyse the circumstances
surrounding the problem of trafficking and, as a second step,
to work out the applicability of the CEDAW Convention. This chapter
has presented the process of the CEDAW Committee's review of selected
State Party reports as providing the information necessary to
identify the circumstances surrounding trafficking. In so doing,
it is suggested not to consider the Concluding Comments of the
CEDAW Committee in isolation as they often spell out the desired
outcome only and may not contain enough guidance as to what specific
action the State party should take to fulfill the intentions of
the Concluding Comments. However, taken together with the constructive
dialogue of the CEDAW Committee and the NGO shadow report, a whole
set of circumstances pertinent to the specific country situation
opens up. This facilitates a more rigorous approach to the implementation
of the Concluding Comments. As a result, the CEDAW Committee's
review is a very useful process that provides guidance to State
Parties on how to implement their obligations under the CEDAW
Convention. State Parties are encouraged to report regularly to
the CEDAW Committee to benefit from this guidance. What is also
needed is a monitoring and follow-up of the CEDAW Committee's
review in which all parties concerned, State representatives as
well as NGOs, come together.
In addition,
this chapter has laid out the principles of using the Optional
Protocol to the CEDAW Convention as a means of redressing discrimination
of women as a root cause of trafficking. This avenue offers an
effective remedy and can prove vital in combating trafficking.
As this procedure is not yet widely ratified, it is hoped that
the current level of global interest in combating trafficking
and awareness of the problem will create momentum for wider ratification.
ENDNOTES
[1] This is
an edited version of a paper that appears in the "Resource
Guide on Using Legal Instruments to Combat Trafficking in Women
and Children" published by ESCAP. A preliminary version of
the paper was first presented at the Regional Seminar on Using
Legal Instruments to Combat Trafficking in Women and Children,
organised by ESCAP in Bangkok, Thailand in August 2001.
[2] As of March 5, 2003.
[3] De jure refers to the situation in law, whereas de facto describes
the situation in fact.
[4] The CEDAW Committee drafts General Recommendations. These
are statements on the meaning of the CEDAW Convention provisions;
on what kind of information should be included in State Party
reports. The General Recommendations deal with issues related
to specific articles that have been noted as a concern during
consideration of reports; and on CEDAW Convention-related issues,
such as the impact of reservations. Article 21 empowers the CEDAW
Committee to draft such recommendations. The CEDAW Convention
currently has 24 General Recommendations.
[5] NGOs wishing to submit a shadow report may write to the CEDAW
Committee, care of the Division for the Advancement of Women,
Room CD2-1220, P.O. Box 20, United Nations, New York, NY 10017,
United States of America. Representatives of accredited NGOs may
attend the CEDAW Committee Sessions as observers.
[6] United Nations Division for the Advancement of Women, 2 UN
Plaza, DC2-12th Floor, New York, New York 10017, USA, Fax: (1-212)
963 3463, www. un.org/womenwatch/daw.
[7] It is not intended to establish that women are trafficked
from China to the Netherlands. These countries have been selected
merely as examples of the possible issues arising in both sending
and receiving countries.
[8] Third and fourth periodic report reviewed in January 1999.
[9] Prepared by Human Rights in China, December 1998.
[10] Second and third report reviewed in January 1999
[11] Prepared by Foundation for Women and the Global Alliance
for Traffic in Women.
[12] Includes concerns raised by the pre-session working group
of the CEDAW Committee, the report of the state party and the
exchange of views during the review. The source for the exchange
of views is the UN press releases.
[13] The CEDAW Committee sees the general prohibition of discrimination
as central to combating trafficking. The prevalence of discrimination
against women result in the denial of life chances to women and
compounds their vulnerability to trafficking.
[14] While attempts were made to extract parts of the dialogue
relevant to trafficking issues in the four selected countries,
it has not been possible to isolate this issue from prostitution.
When there is a demand for the services of prostitutes and where
pimps and procurers are not adequately penalised, trafficking
against women is more easily facilitated. Hence the dialogue of
the CEDAW Committee also flows in and out of trafficking and prostitution.
[15] Fourth and fifth periodic reports (CEDAW/C/SWE/4 and CEDAW/C/SWE/5)
reviewed in July 2001.
[16] Prepared by a consortium of ten non-governmental organisations.
[17] Second and third periodic reports (CEDAW/C/NET/2 and Add.1
and 2, CEDAW/C/NET/3 and Add.1 and 2) reviewed on 6 July 2001.
[18] Prepared by a consortium of twenty-three non-governmental
organisations.
[19] The provisions of Article 3 is interpreted by the CEDAW Committee
to include enabling conditions or further programmatic measures
that need to be taken to enable women to benefit from law, policy
or existing programmes.
[20] Resolution A/54/4, 6 October, 1999, opened for signature
on 10 December 1999.
ANNEX 1: General Recommendation No.19 adopted by the CEDAW
Committee at the 11th Session in 1992
VIOLENCE
AGAINST WOMEN
Background
1. Gender-based violence is a form of discrimination that seriously
inhibits women's ability to enjoy rights and freedoms on a basis
of equality with men.
2. In 1989, the CEDAW Committee recommended that States should
include in their reports information on violence and on measures
introduced to deal with it (General recommendation 12, eighth
session).
3. At its tenth session in 1991, it was decided to allocate part
of the eleventh session to a discussion and study on article 6
and other articles of the CEDAW Convention relating to violence
towards women and the sexual harassment and exploitation of women.
That subject was chosen in anticipation of the 1993 World Conference
on Human Rights, convened by the General Assembly by its resolution
45/155 of 18 December 1990.
4. The CEDAW Committee concluded that not all the reports of States
parties adequately reflected the close connection between discrimination
against women, gender-based violence, and violations of human
rights and fundamental freedoms. The full implementation of the
CEDAW Convention required States to take positive measures to
eliminate all forms of violence against women.
5. The CEDAW Committee suggested to States parties that in reviewing
their laws and policies, and in reporting under the CEDAW Convention,
they should have regard to the following comments of the CEDAW
Committee concerning gender-based violence.
General comments
6. The CEDAW Convention in article 1 defines discrimination against
women. The definition of discrimination includes gender-based
violence, that is, violence that is directed against a woman because
she is a woman or that affects women disproportionately. It includes
acts that inflict physical, mental or sexual harm or suffering,
threats of such acts, coercion and other deprivations of liberty.
Gender-based violence may breach specific provisions of the CEDAW
Convention, regardless of whether those provisions expressly mention
violence.
7. Gender-based violence, which impairs or nullifies the enjoyment
by women of human rights and fundamental freedoms under general
international law or under human rights conventions, is discrimination
within the meaning of article 1 of the CEDAW Convention. These
rights and freedoms include:
(a) The right to life;
(b) The right not to be subject to torture or to cruel, inhuman
or degrading treatment or punishment;
(c) The right to equal protection according to humanitarian norms
in time of international or internal armed conflict;
(d) The right to liberty and security of person;
(e) The right to equal protection under the law;
(f) The right to equality in the family;
(g) The right to the highest standard attainable of physical and
mental health;
(h) The right to just and favourable conditions of work.
8. The CEDAW Convention applies to violence perpetrated by public
authorities. Such acts of violence may breach that State's obligations
under general international human rights law and under other conventions,
in addition to breaching this CEDAW Convention.
9. It is emphasised, however, that discrimination under the CEDAW
Convention is not restricted to action by or on behalf of Governments
(see articles 2(e), 2(f) and 5). For example, under article 2(e)
the CEDAW Convention calls on States parties to take all appropriate
measures to eliminate discrimination against women by any person,
organisation or enterprise. Under general international law and
specific human rights covenants, States may also be responsible
for private acts if they fail to act with due diligence to prevent
violations of rights or to investigate and punish acts of violence,
and for providing compensation.
Comments on specific articles of the CEDAW Convention
Articles 2 and 3
10. Articles 2 and 3 establish a comprehensive obligation to eliminate
discrimination in all its forms in addition to the specific obligations
under articles 5-16.
Articles 2(f), 5 and 10(c)
11. Traditional attitudes by which women are regarded as subordinate
to men or as having stereotyped roles perpetuate widespread practices
involving violence or coercion, such as family violence and abuse,
forced marriage, dowry deaths, acid attacks and female circumcision.
Such prejudices and practices may justify gender-based violence
as a form of protection or control of women. The effect of such
violence on the physical and mental integrity of women is to deprive
them the equal enjoyment, exercise and knowledge of human rights
and fundamental freedoms. While this comment addresses mainly
actual or threatened violence the underlying consequences of these
forms of gender-based violence help to maintain women in subordinate
roles and contribute to the low level of political participation
and to their lower level of education, skills and work opportunities.
12. These attitudes also contribute to the propagation of pornography
and the depiction and other commercial exploitation of women as
sexual objects, rather than as individuals. This in turn contributes
to gender-based violence.
Article 6
13. States parties are required by article 6 to take measures
to suppress all forms of traffic in women and exploitation of
the prostitution of women.
14. Poverty and unemployment increase opportunities for trafficking
in women. In addition to established forms of trafficking there
are new forms of sexual exploitation, such as sex tourism, the
recruitment of domestic labour from developing countries to work
in developed countries and organised marriages between women from
developing countries and foreign nationals. These practices are
incompatible with the equal enjoyment of rights by women and with
respect for their rights and dignity. They put women at special
risk of violence and abuse.
15. Poverty and unemployment force many women, including young
girls, into prostitution. Prostitutes are especially vulnerable
to violence because their status, which may be unlawful, tends
to marginalise them. They need the equal protection of laws against
rape and other forms of violence.
16. Wars, armed conflicts and the occupation of territories often
lead to increased prostitution, trafficking in women and sexual
assault of women, which require specific protective and punitive
measures.
Article 11
17. Equality in employment can be seriously impaired when women
are subjected to gender-specific violence, such as sexual harassment
in the workplace.
18. Sexual harassment includes such unwelcome sexually determined
behaviour as physical contact and advances, sexually coloured
remarks, showing pornography and sexual demand, whether by words
or actions. Such conduct can be humiliating and may constitute
a health and safety problem; it is discriminatory when the woman
has reasonable grounds to believe that her objection would disadvantage
her in connection with her employment, including recruitment or
promotion, or when it creates a hostile working environment.
Article 12
19. States parties are required by article 12 to take measures
to ensure equal access to health care. Violence against women
puts their health and lives at risk.
20. In some States there are traditional practices perpetuated
by culture and tradition that are harmful to the health of women
and children. These practices include dietary restrictions for
pregnant women, preference for male children and female circumcision
or genital mutilation.
Article 14
21. Rural women are at risk of gender-based violence because traditional
attitudes regarding the subordinate role of women that persist
in many rural communities. Girls from rural communities are at
special risk of violence and sexual exploitation when they leave
the rural community to seek employment in towns.
Article 16 (and article 5)
22. Compulsory sterilisation or abortion adversely affects women's
physical and mental health, and infringes the right of women to
decide on the number and spacing of their children.
23. Family violence is one of the most insidious forms of violence
against women. It is prevalent in all societies. Within family
relationships women of all ages are subjected to violence of all
kinds, including battering, rape, other forms of sexual assault,
mental and other forms of violence, which are perpetuated by traditional
attitudes. Lack of economic independence forces many women to
stay in violent relationships. The abrogation of their family
responsibilities by men can be a form of violence, and coercion.
These forms of violence put women's health at risk and impair
their ability to participate in family life and public life on
a basis of equality.
Specific recommendation
24. In light of these comments, the Committee on the Elimination
of Discrimination against Women recommends that:
(a) States parties should take appropriate and effective measures
to overcome all forms of gender-based violence, whether by public
or private act;
(b) States parties should ensure that laws against family violence
and abuse, rape, sexual assault and other gender-based violence
give adequate protection to all women, and respect their integrity
and dignity. Appropriate protective and support services should
be provided for victims. Gender-sensitive training of judicial
and law enforcement officers and other public officials is essential
for the effective implementation of the CEDAW Convention;
(c) States parties should encourage the compilation of statistics
and research on the extent, causes and effects of violence, and
on the effectiveness of measures to prevent and deal with violence;
(d) Effective measures should be taken to ensure that the media
respect and promote respect for women;
(e) States parties in their reports should identify the nature
and extent of attitudes, customs and practices that perpetuate
violence against women and the kinds of violence that result.
They should report on the measures that they have undertaken to
overcome violence and the effect of those measures;
(f) Effective measures should be taken to overcome these attitudes
and practices. States should introduce education and public information
programmes to help eliminate prejudices that hinder women's equality
(recommendation No. 3, 1987);
(g) Specific preventive and punitive measures are necessary to
overcome trafficking and sexual exploitation;
(h) States parties in their reports should describe the extent
of all these problems and the measures, including penal provisions,
preventive and rehabilitation measures that have been taken to
protect women engaged in prostitution or subject to trafficking
and other forms of sexual exploitation. The effectiveness of these
measures should also be described;
(i) Effective complaints procedures and remedies, including compensation,
should be provided;
(j) States parties should include in their reports information
on sexual harassment, and on measures to protect women from sexual
harassment and other forms of violence of coercion in the workplace;
(k) States parties should establish or support services for victims
of family violence, rape, sexual assault and other forms of gender-based
violence, including refuges, specially trained health workers,
rehabilitation and counselling;
(l) States parties should take measures to overcome such practices
and should take account of the CEDAW Committee's recommendation
on female circumcision (recommendation No. 14) in reporting on
health issues;
(m) States parties should ensure that measures are taken to prevent
coercion in regard to fertility and reproduction, and to ensure
that women are not forced to seek unsafe medical procedures such
as illegal abortion because of lack of appropriate services in
regard to fertility control;
(n) States parties in their reports should state the extent of
these problems and should indicate the measures that have been
taken and their effect;
(o) States parties should ensure that services for victims of
violence are accessible to rural women and that where necessary
special services are provided to isolated communities;
(p) Measures to protect them from violence should include training
and employment opportunities and the monitoring of the employment
conditions of domestic workers;
(q) States parties should report on the risks to rural women,
the extent and nature of violence and abuse to which they are
subject, their need for and access to support and other services
and the effectiveness of measures to overcome violence;
(r) Measures that are necessary to overcome family violence should
include:
(i) Criminal penalties where necessary and civil remedies in cases
of domestic violence;
(ii) Legislation to remove the defence of honour in regard to
the assault or murder of a female family member;
(iii) Services to ensure the safety and security of victims of
family violence, including refuges, counselling and rehabilitation
programmes;
(iv) Rehabilitation programmes for perpetrators of domestic violence;
(v) Support services for families where incest or sexual abuse
has occurred;
(s) States parties should report on the extent of domestic violence
and sexual abuse, and on the preventive, punitive and remedial
measures that have been taken;
(t) States parties should take all legal and other measures that
are necessary to provide effective protection of women against
gender-based violence, including, inter alia:
(i) Effective legal measures, including penal sanctions, civil
remedies and compensatory provisions to protect women against
all kinds of violence, including inter alia violence and abuse
in the family, sexual assault and sexual harassment in the workplace;
(ii) Preventive measures, including public information and education
programmes to change attitudes concerning the roles and status
of men and women;
(iii) Protective measures, including refuges, counselling, rehabilitation
and support services for women who are the victims of violence
or who are at risk of violence;
(u) States parties should report on all forms of gender-based
violence, and such reports should include all available data on
the incidence of each form of violence and on the effects of such
violence on the women who are victims;
(v) The reports of States parties should include information on
the legal, preventive and protective measures that have been taken
to overcome violence against women, and on the effectiveness of
such measures.
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