CASE
LAW: Rights in Family – Marckx v. Belgium
*330
Marckx v. Belgium
Series A, No. 31
Before the
European Court of Human Rights (ECHR)
(The President, Judge Balladore Pallieri ; JudgesWiarda, Zekia,
O’Donoghue, Pedersen, Vilhjàlmsson, Ganshof van
der Meersch, Fitzmaurice, Bindschedler-Robert, Evrigenis, Lagergren,
Gölcüklü, Matscher, Pinheiro Farinha and GarcÍa
de EnterrÍa.)
13 June
1979
The applicants,
Paula Marckx and her infant daughter Alexandra, complained that
certain aspects of the illegitimacy laws in Belgium --including
the requirement that maternal affiliation could be established
only by a formal act of recognition, and the existence of limitations
on the mother’s capacity to give or bequeath, and the
child’s capacity to take or inherit, property-- infringed
Article 8 of the European Convention on Human Rights (right
to respect for family life) taken alone and in conjunction with
Article 14 (rights to be secured without discrimination) and
Article 1 of the First Protocol (right to peaceful enjoyment
of possessions) alone and together with Article 14. It was also
claimed that Articles 3 (prohibition of degrading treatment)
and 12 (right to marry and found a family) had been infringed.
By a majority, the Commission formed the view that there had
been violations of all the articles relied on except for Articles
3 and 12, and referred the case to the Court.
Held, (by
the plenary Court), that the legislation failed to respect the
applicants’ family life, as protected by Article 8, and
constituted discrimination in violation of Article 14 by virtue
of the lack of any objective and reasonable justification for
the differences of treatment between the legitimate and illegitimate
family. The limitations on the mother’s right to dispose
of her property amounted to a violation of Article 1 of the
First Protocol taken in conjunction with Article 14.
Procedure.
Preliminary plea. Existence of law relevant to applicants but
not implemented against them. Whether applicants prejudiced.
Issue relevant to merits but not to Article 25.
1.
(a) Article 25 entitled individuals to contend that a law violated
their rights by itself, in the absence of an individual measure
of implementation [27].
(b) Whether or not the applicants were in fact prejudiced by
the law was not a matter under Article 25, but went to the merits
[27].
Meaning
of ‘family life’ (Art. 8). Whether illegitimate
family covered.
2.
(a) Article 8 made no distinctions between legitimate and illegitimate
family [31].
*331
Right to
respect for family life (Art. 8). Positive obligation of State.
Laws to integrate illegitimate child into family essential.
3.
(a) Article 8 did not merely compel a State to abstain from
interference in family life, but might also impose positive
obligations [31].
(b) Domestic laws relating to certain family ties, such as those
between an unmarried mother and her child, must allow those
concerned to lead a normal life, which implied in particular
that there should be legal safeguards for the child’s
integration into the family [31]
Prohibition
of discrimination (Art. 14). Relationship of Article 14 to substantive
provisions of Convention. Meaning of discrimination. Application
to family life of unmarried mother and child.
4.
(a) A measure which was discriminatory under Article 14 although
in conformity with the requirements of a particular right or
freedom in the Convention constituted a violation of Article
14 together with the particular article taken in conjunction
[32].
(b) A distinction was discriminatory if it had no objective
and reasonable justification, i.e. if it pursued no legitimate
aim or there was no reasonable relationship of proportionality
between the means employed and the aim sought to be realised
[33].
(c) With respect to the family life of an unmarried mother and
her child, Article 14 taken in conjunction with Article 8 dictated
that a State had to avoid any discrimination grounded on birth
[34].
Illegitimate
child. Recognition of maternal affiliation by mother’s
optional declaration. Consequence of recognition. Limitations
on capacity to give or bequeath property to child. Whether compatible
with the right to respect for family life (Art. 8).
5.
(a) The necessity for a mother to resort to a voluntary act
of recognition by declaration in order to establish a maternal
affiliation, coupled with the fact that such a declaration limited
the mother’s capacity to give or bequeath property to
her illegitimate child, thwarted and impeded the normal development
of family life and accordingly constituted a violation of Article
8 [36].
Illegitimate
child. Establishing maternal affiliation by child. Necessity
of legal action. Whether compatible with Article 8.
6.
(a) The necessity for an illegitimate child to resort to legal
action in order to establish its maternal affiliation, which
required the consent of the family council if the child was
under age, involved a risk that the establishment of affiliation
would be time-consuming, which resulted in a lack of respect
for the child’s family life in violation of Article 8
[37].
Illegitimate
child. Need to recognise maternal affiliation by act of recognition.
Whether discrimination between married and unmarried mothers
contrary to Article 14. Evolution of standards. Interpretation
of Convention in light of present-day conditions.
7.
(a) The fact that some unmarried mothers did not wish to take
*332 care of their child could not justify the Belgian law making
the establishment of maternity conditional on voluntary recognition
[39].
(b) While the support and encouragement of the traditional family
was in itself legitimate and even praiseworthy, it should not
be obtained by measures which prejudiced the illegitimate family,
whose members enjoyed the guarantees of Article 8 equally with
the members of the traditional family [40].
(c) Although it was regarded as permissible when the Convention
was drafted in 1950 to distinguish between the legitimate and
the illegitimate family, the domestic law of the great majority
of the Council of Europe member States had since evolved towards
full recognition of the maxim mater semper certa est, and the
Convention had to be interpreted in the light of present-day
conditions [41].
(d) Since the distinction complained of lacked objective and
reasonable justification, the manner of establishing maternal
affiliation violated Article 14 taken in conjunction with Article
8 [43].
Extent of
‘family life’. Grandparents and grandchildren. Illegitimate
child. Relationship with mother’s relatives.
8.
(a) ‘Family life’ included at least the ties between
near relatives, e.g. between grandparents and grandchildren
[45].
(b) Respect for family life implied an obligation on the State
to allow these ties to develop normally [45].
(c) Since an illegitimate child under Belgian law remained in
principle a stranger to its parents’ families, there was
a violation of Article 8 as regards both the mother and child
[44 and 47].
Differences
in treatment between legitimate and illegitimate children. Violation
of Article 8 (right to respect for family life). Whether discrimination
contrary to Article 14.
9.
(a) There was no objective and reasonable justification for
the differences of treatment [48].
(b) That the ‘tranquillity’ of legitimate families
might sometimes be disturbed by including an illegitimate child
in its mother’s family on the same footing as a legitimate
child did not justify depriving the former of fundamental rights
[48]. (c) Both mother and child had accordingly suffered a violation
of Article 14 taken in conjunction with Article 8 [48.]
Illegitimate
child. Patrimonial rights. Restrictions on receiving and inheriting
property. Whether covered by Article 8 (respect for family life).
Whether difference in treatment amounted to discrimination (Art.
14). Resort to adoption to eliminate differences.
10.
(a) Matters of intestate succession and of disposition between
near relatives were intimately connected with family life so
as to attract the protection of Article 8 [52].
(b) Since Article 8 did not require either that a child should
be entitled to some share in its parents’ or other relatives’
estates, or that a mother should have complete freedom to give
or bequeath her property to her child, the restrictions *333
in Belgium on an illegitimate child’s inheritance rights
on intestacy and on the mother’s capacity to make dispositions
in her illegitimate child’s favour were not of themselves
in conflict with Article 8 considered alone [53 and 61].
(c) But, as there was no objective and reasonable justification
for (i) limiting the capacity of an illegitimate child to receive
property from its mother, (ii) its total lack of inheritance
rights on intestacy over the estates of its near relatives on
its mother’s side, and (iii) limiting the mother’s
capacity to give or bequeath property to the child, both the
mother and child were the victims of breaches of Article 14
taken in conjunction with Article 8 [55, 59 and 62].
(d) It was discriminatory to require recourse to adoption in
order to eliminate this difference of treatment; it amounted
to disregarding the tie of blood and to using the institution
of adoption for an extraneous purpose [55].
Right to
inherit and acquire possessions. Relevance of Article 1 of First
Protocol (right to peaceful enjoyment of possessions).
11.
(a) Article 1 of the First Protocol merely enshrined the right
of everyone to the peaceful enjoyment of his possessions, which
thus applied only to a person’s existing possessions and
did not guarantee the right to acquire possessions on intestacy
or otherwise [50].
Right to
make gifts or legacies. Right of property. Restrictions on unmarried
mother benefiting her child. Right to enjoyment of possessions
(Art. 1 of Protocol 1). Discrimination between married and unmarried
mothers. Article 14.
12.
(a) Article 1 of the First Protocol guaranteed the right of
property [63].
(b) The right to dispose of one’s property constituted
a traditional and fundamental aspect of the right of property
[63].
(c) The limitations on an unmarried mother’s right to
make gifts or legacies in favour of her child were discriminatory,
resulting in a breach of Article 14 taken in conjunction with
Article 1 of Protocol 1 [65].
Effects
of judgment of Court. Retrospective effect. Obligation of State
in event that violations found.
13.
(a) The principle of legal certainty, necessarily inherent in
the law of the Convention, dispensed the Belgian State from
re-opening legal acts or situations that antedated the delivery
of the present Judgment [58].
Whether
challenged laws pertaining to illegitimacy involved ‘degrading
treatment’ (Art. 3).
14.
(a) While the legal rules at issue probably presented aspects
which the applicants might have felt to be humiliating, they
did not constitute degrading treatment within the ambit of Article
3 [66].
Parents
of illegitimate child. Denial of rights of married couple. Whether
breach of Article 2 (right to marry and found a family).
15.
(a) Article 12 did not require that all the legal effects attaching
*334 to marriage should apply equally to situations comparable
to marriage [67].
Case referred to the Court by the European Commission of Human
Rights arising out of an application lodged with the Commission
in 1974 by Ms. Paula Marckx (‘the first applicant’)
acting on behalf of herself and her infant daughter Alexandra
(‘the second applicant’), alleging that various
aspects of the Belgian legislation on illegitimacy contravened
the following articles of the Convention: Article 8 (right to
respect for family life); Article 14 (rights to be secured without
discrimination); Article 3 (prohibition of degrading treatment);
Article 12 (right to marry and to found a family); and Article
1 of the First Protocol (right to peaceful enjoyment of possessions).
The Commission, by majority votes, found violations of Article
8 taken alone and in conjunction with Article 14 and of Article
1 of the Protocol in conjunction with Article 14. The chamber
of seven judges appointed to hear the case decided under Rule
48 of the Rules of Court to relinquish jurisdiction in favour
of the plenary Court as the case raised ‘serious questions
affecting the interpretation of the Convention’.
Representation
J. Niset,
Legal Adviser, Ministry of Justice (Agent), G. van Hecke, avocat
à la Cour de cassation (Counsel), and P. Van Langenaeken,
Director-General, Ministry of Justice (Adviser), for the Government.
C. A. Norgaard (Principal Delegate), J. Custers and K. Klecker
(Delegates), for the Commission, assisted by Mrs. L. Van Look,
counsel for the applicants before the Commission, under Rule
29 (1).
Messrs. van Hecke, Norgaard and Custers and Mrs. Van Look addressed
the Court.
The following
cases are cited in the Judgments:
Belgian Linguistic Case (Merits) (1968), Series A, No. 6.
De Becker v. Belgium (1962), Series A, No. 4; 1 E.H.R.R. 43.
Defrenne v. SABENA [1976] E.C.R. 455; [1976] 2 C.M.L.R. 98.
De Wilde, Ooms and Versyp v. Belgium (1972), Series A, No. 14.
Engel v. Sweden (1976), Series A, No. 22.
Golder v. U.K. (1975), Series A, No 18
Handyside v. U.K. (1974), Series A, No. 24.
Klass v. Federal Republic of Germany (1978), Series A, No. 28;
2 E.H.R.R. 214.
National Union of Belgian Police v. Belgium (1975), Series A,
No. 19.
Tyrer v. U.K. (1978), Series A, No. 26; 2 E.H.R.R. 1.
The Facts
A. Particular
circumstances of the case
8. Alexandra
Marckx was born on 16 October 1973 at Wilrijk, near Antwerp;
she is the daughter of Paula Marckx, a Belgian national, who
is unmarried and a journalist by profession. Paula *335 Marckx
duly reported Alexandra’s birth to the Wilrijk registration
officer who informed the District Judge (juge de paix) as is
required by article 57 bisof the Belgian Civil Code in the case
of ‘illegitimate’children.
9. On 26
October 1973, the District Judge of the first district of Antwerp
summoned Paula Marckx to appear before him so so as to obtain
from her the information required to make arrangements for Alexandra’s
guardianship; at the same time, he informed her of the methods
available for recognising her daughter and of the consequences
in law of any such recognition (see para. 14 below). He also
drew her attention to certain provisions of the Civil Code,
including Article 756 which concerns ‘exceptional’
forms of inheritance (successions ‘rreguli2eres’).
10. On 29
October 1973, Paula Marckx recognised her child in accordance
with Article 334 of the Code. She thereby automatically became
Alexandra’s guardian (Art. 395 bis); the family council,
on which the sister and certain other relatives of Paula Marckx
sat under the chairmanship of the District Judge, was empowered
to take in Alexandra’s interests various measures provided
for by law.
11. On 30
October 1974, Paula Marckx adopted her daughter pursuant to
Article 349 of the Civil Code. The procedure, which was that
laid down by Articles 350 to 356, entailed certain enquiries
and involved some expenses. It concluded on 18 April 1975 with
a judgment confirming the adoption, the effect whereof was retroactive
to the date of the instrument of adoption, namely, 30 October
1974.
12. At the
time of her application to the Commission, Ms. Paula Marckx’s
family included, besides Alexandra, her own mother, Mrs. Victorine
Libot, who died in August 1974, and a sister, Mrs. Blanche Marckx.
13. The
applicants complain of the Civil Code provisions on the manner
of establishing the maternal affiliation of an ‘illegitimate’
child and on the effects of establishing such affiliation as
regards both the extent of the child’s family relationships
and the patrimonial rights of the child and of its mother. The
applicants also put in issue the necessity for the mother to
adopt the child if she wishes to increase its rights.
B. Current
law
(1) Establishment
of the maternal affiliation of an ‘illegitimate’
child
14. Under
Belgian law, no legal bond between an unmarried mother and her
child results from the mere fact of birth: whilst the birth
certificate recorded at the register office suffices to prove
the maternal affiliation of the married woman’s children
(Art. 319 *336 of the Civil Code), the maternal affiliation
of an ‘illegitimate’ child is established by means
either of a voluntary recognition by the mother or of legal
proceedings taken for the purpose (action en recherche de maternité).
Nevertheless, an unrecognised ‘ illegitimate’ child
bears its mother’s name which must appear on the birth
certificate (Art. 57). The appointment of its guardian is a
matter for the family council which is presided over by the
District Judge.
Under Article
334, recognition, ‘if not inserted in the birth certificate,
shall be effected by a formal deed’. Recognition is declaratory
and not attributive: it does not create but records the child’s
status and is retroactive to the date of birth. However, it
does not necessarily follow that the person effecting recognition
is actually the child’s mother; on the contrary, any interested
party may claim that the recognition does not correspond to
the truth (Art. 339). Many unmarried mothers--about 25 per cent.
according to the Government, although the applicants consider
this an exaggerated figure--do not recognise their child.
Proceedings
to establish maternal affiliation (action en recherche de maternité)
may be instituted by the child within five years from its attainment
of majority or, whilst it is still a minor, by its legal representative
with the consent of the family council (Arts. 341a%60341c).
(2) Effects
of the establishment of maternal affiliation
15. The
establishment of maternal affiliation of an ‘illegitimate’
child has limited effects as regards both the extent of its
family relationships and the rights of the child and its mother
in the matter of inheritance on intestacy and voluntary dispositions.
(a) The
extent of family relationships
16. In the
context of the maternal affiliation of an ‘illegitimate’
child, Belgian legislation does not employ the concepts of ‘family’and
‘relative’. Even once such affiliation has been
established, it in principle creates a legal bond with the mother
alone. The child does not become a member of its mother’s
family. The law excludes it from that family as regards inheritance
rights on intestacy (see para. 17 below). Furthermore, if the
child’s parents are dead or under an incapacity, it cannot
marry, before attaining the age of 21, without consent, which
has to be given by its guardian (Art. 159) and not, as is the
case for a ‘legitimate’ child, by his grandparents
(Art. 150); the law does not expressly create any maintenance
obligations, etc., between the child and its grandparents. However,
certain texts make provision for exceptions, for example as
regards the impediments to marriage (Arts. 161 and 162). According
to a judgment of the Belgian Court of Cassation, [FN1] *337
these texts ‘place the bonds existing between an illegitimate
child and its grandparents on a legal footing based on the affection,
respect and devotion that are the consequence of consanguinity
... [which] creates an obligation for the ascendants to take
an interest in their descendants and, as a corollary, gives
them the right, whenever this is not excluded by the law, to
know and protect them and exercise over them the influence dictated
by affection and devotion’. The Court of Cassation deduced
from this that grandparents were entitled to a right of access
to the child.
FN1 Pasicrisie
I, 1967, pp. 78-79 (22 September 1966).
(b) Rights
of a child born out of wedlock and of his mother in the matter
of inheritance on intestacy and voluntary dispositions
17. A recognised
‘illegitimate’ child’s rights of inheritance
on intestacy are less than those of a ‘legitimate’
child. As appears from Articles 338, 724, 756 to 758, 760, 761,
769 to 773 and 913 of the Civil Code, a recognised ‘ illegitimate’
child does not have, in the estate of its parent who dies intestate,
the status of heir, but solely that of ‘exceptional heir’
(successeur irrégulier ): it has to seek a court order
putting it in possession of the estate (envoi en possession).
It is the sole beneficiary of its deceased mother’s estate
only if she leaves no relatives entitled to inherit (Art. 758);
otherwise, its maximum entitlement—which arises when its
mother leaves no descendants, ascendants, brothers or sisters--is
three-quarters of the share which it would have taken if ‘legitimate’
(Art. 757). Furthermore, its mother may, during her life-time,
reduce that entitlement by one-half. Finally, Article 756 denies
to the ‘illegitimate’ child any rights on intestacy
in the estates of its mother’s relatives.
18. Recognised
‘illegitimate’ children are also at a disadvantage
as regards voluntary dispositions, since Article 908 provides
that they ‘may receive by disposition inter vivos or by
will no more than their entitlement under the title “Inheritance
on Intestacy”.
Conversely,
the mother of such a child, unless she has no relatives entitled
to inherit, may give in her lifetime or bequeath to it only
part of her property. On the other hand, if the child’s
affiliation has not been established, the mother may so give
or bequeath to it the whole of her property, provided that there
are no heirs entitled to a reserved portion of her estate (héritiers
réservataires). The mother is thus faced with the following
alternative: either she recognises the child and loses the possibility
of leaving all her estate to it; or she renounces establishing
with it a family relationship in the eyes of the law, in order
to retain the possibility of leaving all her estate to it just
as she might to a stranger.
*338 (3)
Adoption of ‘illegitimate’ children by their mother
19. If the
mother of a recognised ‘illegitimate’ child remains
unmarried, she has but one means of improving its status, namely,
‘simple’ adoption. In such cases, the age requirements
for this form of adoption are eased by Article 345 (2) (2) of
the Civil Code. The adopted child acquires over the adopter’s
estate the rights of a ‘legitimate’ child but, unlike
the latter, has no rights on intestacy in the estates of its
mother’s relatives (Art. 365).
Only legitimation
(Art. 331-333) and legitimation by adoption (Arts. 368-370)
place an ‘illegitimate’child on exactly the same
footing as a ‘ legitimate’child; both of these measures
presuppose the mother’s marriage.
C. The Bill
submitted to the Senate on 15 February 1978
20. Belgium
has signed, but not yet ratified, the Brussels Convention of
12 September 1962 on the Establishment of Maternal Affiliation
of Natural Children, which was prepared by the International
Commission on Civil Status and entered into force on 23 April
1964. Neither has Belgium yet ratified, nor even signed, the
Convention of 15 October 1975 on the Legal Status of Children
Born out of Wedlock, which was concluded within the Council
of Europe and entered into force on 11 August 1978. Both of
these instruments are based on the principle mater semper certa
est; the second of them also regulates such questions as maintenance
obligations, parental authority and rights of succession.
21. However,
the Belgian Government submitted to the Senate on 15 February
1978 a Bill to which they referred the Court. The official statement
of reasons accompanying the Bill, which mentions, inter alia,
the Conventions of 1962 and 1975 cited above, states that the
Bill ‘seeks to institute equality in law between all children’.
In particular, maternal affiliation would be established on
the mother’s name being entered on the birth certificate,
which would introduce into Belgian law the principle mater semper
certa est. Recognition by an unmarried mother would accordingly
no longer be necessary, unless there were no such entry. Furthermore,
the Civil Code would confer on children born out of wedlock
rights identical to those presently enjoyed by children born
in wedlock in the matter of inheritance on intestacy and voluntary
dispositions.
Proceedings
Before the Commission
22. The
essence of the applicants’ allegations before the Commission
was as follows:
-- as an ‘illegitimate’ child, Alexandra Marckx
is the victim, as a result of certain provisions of the Belgian
Civil Code, of *339 a capitis deminutio incompatible with Articles
3 and 8 of the Convention;
-- this capitis deminutio also violates the said articles with
respect to Paula Marckx;
-- there are instances of discrimination, contary to Article
14 taken in conjunction with Article 8, between ‘legitimate’and
‘illegitimate’ children and between unmarried and
married mothers;
-- the fact that an ‘illegitimate’ child may be
recognised by any man, even if he is not the father, violates
Articles 3, 8 and 14;
-- Article 1 of Protocol No. 1 is violated by reason of the
fact that an unmarried mother is not free to dispose of her
property in favour of her child.
23. By partial
decision of 16 March 1975, the Commission declared the penultimate
complaint inadmissible. On 29 September 1975, it accepted the
remainder of the application and also decided to take into consideration
ex officio Article 12 of the Convention.
In its report
of 10 December 1977, the Commission expresses the opinion:
-- by 10 votes to four, ‘that the situation’complained
of ‘constitutes a violation of Article 8 of the Convention
with respect to the illegitimate child’ as far as, firstly,
the ‘principle of recognition and the procedure for recognition’
and, secondly, the ‘effects’ of recognition are
concerned;
-- by nine votes to four with one abstention, that the ‘simple’
adoption of Alexandra by her mother ‘has not remedied’
the situation complained of in that ‘it maintains an improper
restriction on the concept of family life’, with the result
that ‘the position complained of constitutes a violation
of Article 8 with respect to the applicants’;
-- by 12 votes with two abstentions, ‘that the legislation
as applied constitutes a violation of Article 8 in conjunction
with Article 14 with respect to the applicants’;
-- by nine votes to six, that the ‘Belgian legislation
as applied violates Article 1 of the First Protocol in conjunction
with Article 14 of the Convention’ with respect to the
first, but not to the second, applicant;
-- that it is not ‘necessary’ to examine the case
under Article 3 of the Convention; and
-- unanimously, that Article 12 is not relevant.
The report contains one separate opinion.
*340 JUDGMENT
[FN2] FN2 Drawn up in French and English, the French text being
authentic.
I. The Government’s
preliminary plea
25. The
application of the Civil Code provisions concerning children
born out of wedlock and unmarried mothers is alleged by the
applicants to contravene, with respect to them, Articles 3,
8, 12 and 14 of the Convention and Article 1 of Protocol No.
1.
26. In reply,
the Government first contend--if not by way of an objection
of lack of jurisdiction or inadmissibility as such, at least
by way of a preliminary plea--that the issues raised by the
applicants are essentially theoretical in their case. The Government
illustrate this by the following points: the child Alexandra
Marckx did not suffer from the fact that her maternal affiliation
was not established as soon as she was born (16 October 1973)
but only 13 days later, when she was recognised, since at the
time she was unaware of the circumstances of her birth; her
mother, Paula Marckx, was acting of her own accord, and not
under duress, when she recognised Alexandra (29 October 1973)
and when she adopted her (30 October 1974); there is nothing
to indicate that, during the interval of a year and a day between
these two latter dates, Paula Marckx had any wish to make, by
will or by gift inter vivos, a provision for her daughter more
generous than that stipulated by Article 908 of the Civil Code;
a very substantial proportion of the expenses incurred by Paula
Marckx for the adoption could have been avoided; since 30 October
1974, Alexandra’s position vis-à-vis her mother
has been the same as that of a ‘legitimate’ child.
Briefly, the applicants are overlooking, in the Government’s
submission, the fact that it is not the Court’s function
to rule in abstracto on the compatibility with the Convention
of certain legal rules. [FN3] The Commission’s response
is that it did not examine the impugned legislation in abstracto
since the applicants are relying on specific and concrete facts.
FN3 Golder v. U.K. (1975), Series A, No. 18, p. 19, para. 39.
27. The
Court does not share the Government’s view. Article 25
of the Convention entitles individuals to contend that a law
violates their rights by itself, in the absence of an individual
measure of implementation, if they run the risk of being directly
affected by it. [FN4] Such is indeed the standpoint of the applicants:
they raise objections to several articles of the Civil Code
which applied or apply to them automatically. In submitting
that these articles are contrary to the Convention and to Protocol
No. 1, the applicants are not inviting the Court to undertake
an abstract review of rules which, as such, would be incompatible
with Article *341 25. [FN5]: they are challenging a legal position--that
of an unmarried mothers and of children born out of wedlock—which
affects them personally.
FN4 See, mutatis mutandis, Klass v. Federal Republic of Germany
(1978), 2 E.H.R.R. 214, 227, para. 33.
FN5 See, in addition to the cases cited in notes 2 and 3 supra,
De Becker v. Belgium (1962), 1 E.H.R.R. 43, 49, and De Wilde,
Ooms and Versyp v. Belgium (1972), Series A, No. 14, p. 10,
para, 22.
The Government
appear, in short, to consider that this position is not or is
barely detrimental to the applicants. The Court recalls in this
respect that the question of the existence of prejudice is not
a matter for Article 25 which, in its use of the word ‘victim’,
denotes ‘the person directly affected by the act or omission
which is in issue’. [FN6]
FN6 De Wilde, Ooms and Versyp v. Belgium (1972), Series A, No.
14, p. 11, paras. 23-24; see also Engel v. Sweden(1976), Series
A, No. 22, p. 37, para. 89 and p. 69, para. 11.
Paula and
Alexandra Marckx can therefore ‘claim’ to be victims
of the breaches of which they complain. In order to ascertain
whether they are actually victims, the merits of each of their
contentions have to be examined.
II. The
merits
28. The
applicants rely basically on Articles 8 and 14 of the Convention.
Without overlooking the other provisions which they invoke,
the Court has accordingly turned primarily to these two articles
in its consideration of the three aspects of the problem referred
to it by the Commission: the manner of establishing affiliation,
the extent of the child’s family relationships, the patrimonial
rights of the child and of her mother.
29. Article
8 of the Convention provides:
1. Everyone has the right to respect for his private and family
life, his home and his correspondence.
2. There shall be no interference by a public authority with
the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests
of national security, public safety or the economic well-being
of the country, for the prevention of disorder or crime, for
the protection of health or morals, or for the protection of
the rights and freedoms of others.
30. The
Court is led in the present case to clarify the meaning and
purport of the words ‘respect for ... private and family
life’, which it has scarcely had the occasion to do until
now. [FN7]
FN7 Belgian Linguistic Case (Merits), Series A, No. 6, pp. 32-33,
para. 7; Klass v. Federal Republic of Germany (1978), 2 E.H.R.R.
214, 230, para. 41.
31. The
first question for decision is whether the natural tie between
Paula and Alexandra Marckx gave rise to a family life protected
by Article 8. By guaranteeing the right to respect for family
life, Article 8 presupposes the existence of a family. The Court
concurs entirely with the Commission’s established case
law on a crucial point, namely, that Article 8 makes no distinction
between the ‘legitimate’ and the ‘illegitimate’
family. Such a distinction would not be consonant with the word
‘everyone’, and this is confirmed by Article 14
with its prohibition, in the enjoyment of the rights and freedoms
enshrined in the Convention, of discrimination grounded on ‘
birth’. In addition, the Court notes that the Committee
of Ministers of the Council of Europe regards the single woman
and her child as one form of family no less than others. [FN8]
FN8 Res. (70) 15 of 15 May 1970 on the social protection of
unmarried mothers and their children, paras. I-10, II-15, etc.
*342 Article
8 thus applies to the ‘family life’ of the ‘illegitimate’
family as it does to that of the ‘legitimate’ family.
Besides, it is not disputed that Paula Marckx assumed responsibility
for her daughter Alexandra from the moment of her birth and
has continuously cared for her, with the result that a real
family life existed and still exists between them.
It remains
to be ascertained what the ‘respect’ for this family
life required of the Belgian legislature in each of the areas
covered by the application.
By proclaiming
in paragraph 1 the right to respect for family life, Article
8 signifies first that the State cannot interfere with the exercise
of that right otherwise than in accordance with the strict conditions
set out in paragraph 2. As the Court stated in the Belgian Linguistic
Case, the object of the Article is ‘essentially’
that of protecting the individual against arbitrary interference
by the public authorities. [FN9] Nevertheless, it does not merely
compel the State to abstain from such interference: in addition
to this primarily negative undertaking, there may be positive
obligations inherent in an effective ‘respect’ for
family life.
FN9 (1968), Series A, No. 6, p. 33, para. 7.
This means,
amongst other things, that when the State determines in its
domestic legal system the régime applicable to certain
family ties such as those between an unmarried mother and her
child, it must act in a manner calculated to allow those concerned
to lead a normal family life. As envisaged by Article 8, respect
for family life implies in particular, in the Court’s
view, the existence in domestic law of legal safeguards that
render possible, as from the moment of birth, the child’s
integration in its family. In this connection, the State has
a choice of various means, but a law that fails to satisfy this
requirement violates paragraph 1 of Article 8 without there
being any call to examine it under paragraph 2.
Article
8 being therefore relevant to the present case, the Court has
to review in detail each of the applicants’ complaints
in the light of this provision.
32. Article
14 provides:
The enjoyment of the rights and freedoms set forth in this Convention
shall be secured without discrimination on any ground *343 such
as sex, race, colour, language, religion, political or other
opinion, national or social origin, association with a national
minority, property, birth or other status.
The Court’s
case law shows that, although Article 14 has no independent
existence, it may play an important autonomous rôle by
complementing the other normative provisions of the Convention
and the Protocols: Article 14 safeguards individuals, placed
in similar situations, from any discrimination in the enjoyment
of the rights and freedoms set forth in those other provisions.
A measure which, although in itself in conformity with the requirements
of the Article of the Convention or the Protocols enshrining
a given right or freedom, is of a discriminatory nature incompatible
with Article 14, therefore violates those two articles taken
in conjunction. It is as though Article 14 formed an integral
part of each of the provisions laying down rights and freedoms.
[FN10]
FN10 Ibid.,pp. 33-34, para. 9; National Union of Belgian Police
v. Belgium (1975), Series A, No. 19, p. 19, para. 44.
Accordingly,
and since Article 8 is relevant to the present case (see para.
31 above), it is necessary also to take into account Article
14 in conjunction with Article 8.
33. According
to the Court’s established case law, a distinction is
discriminatory if it ‘has no objective and reasonable
justification’, that is, if it does not pursue a ‘legitimate
aim’ or if there is not a ‘reasonable relationship
of proportionality between the means employed and the aim sought
to be realised’. [FN11]
FN11 See, inter alia, the Belgian Linguistic Case(1968), Series
A, No. 6, p. 34, para. 10.
34. In acting
in a manner calculated to allow the family life of an unmarried
mother and her child to develop normally (see para. 31 above),
the State must avoid any discrimination grounded on birth: this
is dictated by Article 14 taken in conjunction with Article
8.
A. The manner
of establishing Alexandra Marckx’s maternal affiliation
35. Under
Belgian law, the maternal affiliation of an ‘illegitimate’
child is established neither by its birth alone nor even by
the entry--obligatory under Article 57 of the Civil Code--of
the mother’s name on the birth certificate; Articles 334
and 341a require either a voluntary recognition or a court declaration
as to maternity. On the other hand, under Article 319, the affiliation
of a married woman’s child is proved simply by the birth
certificate recorded at the register office (see para. 14 above).
The applicants
see this system as violating, with respect to them, Article
8 of the Convention, taken both alone and in conjunction with
Article 14. This is contested by the Government. The Commission,
for its part, finds a breach of Article 8, taken both alone
and in conjunction with Article 14, with respect to Alexandra,
*344 and a breach of Article 14, taken in conjunction with Article
8, with respect to Paula Marckx.
1. The alleged
violation of Article 8 of the Convention, taken alone
36. Paula
Marckx was able to establish Alexandra’s affiliation only
by the means afforded by Article 334 of the Civil Code, namely,
recognition. The effect of recognition is declaratory and not
attributive: it does not create but records the child’s
status. It is irrevocable and retroactive to the date of birth.
Furthermore, the procedure to be followed hardly presents difficulties:
the declaration may take the form of a notarial deed, but it
may also be added, at any time and without expense to the record
of the birth at the register office (see para. 14 above).
Nevertheless,
the necessity to have recourse to such an expedient derived
from a refusal fully to acknowledge Paula Marckx’s maternity
from the moment of the birth. Moreover, in Belgium an unmarried
mother is faced with an alternative: if she recognises her child
(assuming she wishes to do so), she will at the same time prejudice
it since her capacity to give or bequeath her property to it
will be restricted; if she desires to retain the possibility
of making such dispositions as she chooses in her child’s
favour, she will be obliged to renounce establishing a family
tie with it in law (see para. 18 above). Admittedly, that possibility,
which is now open to her in the absence of recognition, would
disappear entirely under the current Civil Code [FN12] if, as
is the applicants’ wish, the mere mention of the mother’s
name on the birth certificate were to constitute proof of any
‘illegitimate’ child’s maternal affiliation.
However, the dilemma which exists at present is not consonant
with ‘respect’ for family life; it thwarts and impedes
the normal development of such life (see para. 31 above). Furthermore,
it appears from paragraphs 60 to 65 below that the unfavourable
consequences of recognition in the area of patrimonial rights
are of themselves contrary to Article 14 of the Convention,
taken in conjunction with Article 8 and with Article 1 of Protocol
No. 1.
FN12 Art. 908. The Court thus concludes that there has been
a violation of Article 8, taken alone, with respect to the first
applicant.
37. As regards
Alexandra Marckx, only one method of establishing her maternal
affiliation was available to her under Belgian law, namely,
to take legal proceedings for the purpose (recherche de maternité).
[FN13]Although a judgment declaring the affiliation of an ‘illegitimate’
child has the same effects as a voluntary recognition, the procedure
applicable is, in the nature of things, far more complex. Quite
apart from the conditions of proof that have to be satisfied,
the legal representative of an infant needs the consent of *345
the family council before he can bring, assuming he wishes to
do so, an action for a declaration as to status; it is only
after attaining majority that the child can bring such an action
itself (see para. 14 above). There is thus a risk that the establishment
of affiliation will be time-consuming and that, in the interim,
the child will remain separated in law from its mother. This
system resulted in a lack of respect for the family life of
Alexandra Marckx who, in the eyes of the law, was motherless
from 16 to 29 October 1973. Despite the brevity of this period,
there was thus also a violation of Article 8 with respect to
the second applicant.
FN13 Civil Code, arts. 341a%60341c.
2. The alleged
violation of Article 14 of the Convention, taken in conjunction
with Article 8
38. The
Court also has to determine whether, as regards the manner of
establishing Alexandra’s maternal affiliation, one or
both of the applicants have been victims of discrimination contrary
to Article 14 taken in conjunction with Article 8.
39. The
Government, relying on the difference between the situations
of the unmarried and the married mother, advance the following
arguments: whilst the married mother and her husband ‘mutually
undertake ... the obligation to feed, keep and educate their
children’, [FN14] there is no certainty that the unmarried
mother will be willing to bear on her own the responsibilities
of motherhood; by leaving the unmarried mother the choice between
recognising her child or dissociating herself from it, the law
is prompted by a concern for protection of the child, for it
would be dangerous to entrust it to the custody and authority
of someone who has shown no inclination to care for it; many
unmarried mothers do not recognise their child (see para. 14
above).
FN14 Ibid., art. 203.
In the Court’s
judgment, the fact that some unmarried mothers, unlike Paula
Marckx, do not wish to take care of their child cannot justify
the rule of Belgian law whereby the establishment of their maternity
is conditional on voluntary recognition or a court declaration.
In fact, such an attitude is not a general feature of the relationship
between unmarried mothers and their children; besides, this
is neither claimed by the Government nor proved by the figures
which they advance. As the Commission points out, it may happen
that also a married mother might not wish to bring up her child,
and yet, as far as she is concerned, the birth alone will have
created the legal bond of affiliation.
Again, the
interest of an ‘illegitimate’ child in having such
a bond established is no less than that of a ‘legitimate’
child. However, the ‘ illegitimate’ child is likely
to remain motherless in the eyes of Belgian law. If an ‘illegitimate’
child is not recognised voluntarily, it has only one expedient,
namely, an action to establish *346 maternal affiliation (see
para. 14 above). [FN15]A married woman’s child also is
entitled to institute such an action, [FN16] but in the vast
majority of cases the entries on the birth certificate [FN17]
or, failing that, the constant and factual enjoyment of the
status of a legitimate child (une possession d’état
constante [FN18]) render this unnecessary.
FN15 Ibid., arts. 341a%60341c.
FN16 Ibid., arts. 326-330.
FN17 Ibid., art. 319.
FN18 Ibid., art. 320.
40. The
Government do not deny that the present law favours the traditional
family, but they maintain that the law aims at ensuring that
family’s full development and is thereby founded on objective
and reasonable grounds relating to morals and public order (ordre
public).
The Court
recognises that support and encouragement of the traditional
family is in itself legitimate or even praiseworthy. However,
in the achievement of this end recourse must not be had to measures
whose object or result is, as in the present case, to prejudice
the ‘illegitimate’ family; the members of the ‘
illegitimate’ family enjoy the guarantees of Article 8
on an equal footing with the members of the traditional family.
41. The
Government concede that the law at issue may appear open to
criticism but plead that the problem of reforming it arose only
several years after the entry into force of the European Convention
on Human Rights in respect of Belgium (14 June 1955), that is,
with the adoption of the Brussels Convention of 12 September
1962 on the Establishment of Maternal Affiliation of Natural
Children (see para. 20 above).
It is true
that, at the time when the Convention of 4 November 1950 was
drafted, it was regarded as permissible and normal in many European
countries to draw a distinction in this area between the ‘illegitimate’
and the ‘ legitimate’ family. However, the Court
recalls that this Convention must be interpreted in the light
of present-day conditions. [FN19] In the instant case, the Court
cannot but be struck by the fact that the domestic law of the
great majority of the member States of the Council of Europe
has evolved and is continuing to evolve, in company with the
relevant international instruments, towards full juridical recognition
of the maxim mater semper certa est.
FN19 Tyrer v. U.K. (1978), 2 E.H.R.R. 1, 10, para. 31.
Admittedly,
of the 10 States that drew up the Brussels Convention, only
eight have signed and only four have ratified it to date. The
European Convention of 15 October 1975 on the Legal Status of
Children Born out of Wedlock has at present been signed by only
10 and ratified by only four members of the Council of Europe.
Furthermore, Article 14 (1) of the latter Convention permits
any State to make, at the most, three reservations, one of which
could theoretically concern precisely the manner of establishing
the maternal affiliation of a child born out of wedlock (Art.
2).
*347 However,
this state of affairs cannot be relied on in opposition to the
evolution noted above. Both the relevant Conventions are in
force and there is no reason to attribute the currently small
number of Contracting States to a refusal to admit equality
between ‘illegitimate’ and ‘legitimate’
children on the point under consideration. In fact, the existence
of these two treaties denotes that there is a clear measure
of common ground in this area amongst modern societies.
The official
statement of reasons accompanying the Bill submitted by the
Belgian Government to the Senate on 15 February 1978 (see para.
21 above) provides an illustration of this evolution of rules
and attitudes. Amongst other things, the statement points out
that ‘in recent years several Western European countries,
including the Federal Republic of Germany, Great Britain, the
Netherlands, France, Italy and Switzerland, have adopted new
legislation radically altering the traditional structure of
the law of affiliation and establishing almost complete equality
between legitimate and illegitimate children’. It is also
noted that ‘the desire to put an end to all discrimination
and abolish all inequalities based on birth is ... apparent
in the work of various international institutions’. As
regards Belgium itself, the statement stresses that the difference
of treatment between Belgian citizens, depending on whether
their affiliation is established in or out of wedlock, amounts
to a ‘flagrant exception’ to the fundamental principle
of the equality of everyone before the law. [FN20] It adds that
‘lawyers and public opinion are becoming increasingly
convinced that the discrimination against [illegitimate] children
should be ended’.
FN20 Constitution, art. 6.
42. The
Government maintain, finally, that the introduction of the rule
mater semper certa est should be accompanied, as is contemplated
in the 1978 Bill, by a reform of the provisions on the establishment
of paternity, failing which there would be a considerable and
one-sided increase in the responsibilities of the unmarried
mother. Thus, for the Government, there is a comprehensive problem
and any piecemeal solution would be dangerous.
The Court
confines itself to noting that it is required to rule only on
certain aspects of the maternal affiliation of ‘illegitimate’
children under Belgian law. It does not exclude that a judgment
finding a breach of the Convention on one of those aspects might
render desirable or necessary a reform of the law on other matters
not submitted for examination in the present proceedings. It
is for the respondent State, and the respondent State alone,
to take the measures it considers appropriate to ensure that
its domestic law is coherent and consistent.
43. The
distinction complained of therefore lacks objective and reasonable
justification. Accordingly, the manner of establishing *348
Alexandra Marckx’s maternal affiliation violated, with
respect to both applicants, Article 14 taken in conjunction
with Article 8.
B. The extent
in law of Alexandra Marckx’s family relationships
44. Under
Belgian law, a ‘legitimate’ child is fully integrated
from the moment of its birth into the family of each of its
parents, whereas a recognised ‘illegitimate’ child,
and even an adopted ‘illegitimate’ child, remains
in principle a stranger to its parents’ families (see
para. 16 above). In fact, the legislation makes provision for
some exceptions--and recent case law is tending to add more--but
it denies a child born out of wedlock any rights over the estates
of its father’s or mother’s relatives, [FN21] it
does not expressly create any maintenance obligations between
it and those relatives, and it empowers its guardian rather
than those relatives to give consent, where appropriate, to
its marriage, [FN22] etc.
FN21 Civil Code, art. 756 in fine.
FN22 Ibid.,art. 159 as compared with art. 150.
It thus
appears that in certain respects Alexandra never had a legal
relationship with her mother’s family, for example with
her maternal grandmother, Mrs. Victorine Libot, who died in
August 1974, or with her aunt, Mrs. Blanche Marckx (see para.
12 above).
The applicants
regard this situation as incompatible with Article 8 of the
Convention, taken both alone and in conjunction with Article
14. This is contested by the Government. The Commission, for
its part, finds a breach of the requirements of Article 8, taken
both alone and in conjunction with Article 14, with respect
to Alexandra, and a breach of Article 14 taken in conjunction
with Article 8, with respect to Paula Marckx.
1. The alleged
violation of Article 8 of the Convention, taken alone
45. In the
Court’s opinion, ‘family life’, within the
meaning of Article 8, includes at least the ties between near
relatives, for instance, those between grandparents and grandchildren,
since such relatives may play a considerable part in family
life.
‘Respect’
for a family life so understood implies an obligation for the
State to act in a manner calculated to allow these ties to develop
normally (see, mutatis mutandis, para. 31 above). Yet the development
of the family life of an unmarried mother and her child whom
she has recognised may be hindered if the child does not become
a member of the mother’s family and if the establishment
of affiliation has effects only as between the two of them.
46. It is
objected by the Government that Alexandra’s grandparents
were not parties to the case and, furthermore, that there is
no evidence before the Court as to the actual existence, now
or in the past, of relations between Alexandra and her grandparents,
the normal manifestations whereof were hampered by Belgian law.
*349 The
Court does not agree. The fact that Mrs. Victorine Libot did
not apply to the Commission in no way prevents the applicants
from complaining, on their own account, of the exclusion of
one of them from the other’s family. Besides, there is
nothing to prove the absence of actual relations between Alexandra
and her grandmother before the latter’s death; in addition,
the information obtained at the hearings suggests that Alexandra
apparently has such relations with an aunt.
47. There
is thus in this connection violation of Article 8, taken alone,
with respect to both applicants.
2. The alleged
violation of Article 14 of the Convention, taken in conjunction
with Article 8
48. It remains
for the Court to determine whether, as regards the extent in
law of Alexandra’s family relationships, one or both of
the applicants have been victims of discrimination in breach
of Article 14 taken in conjunction with Article 8. One of the
differences of treatment found in this area between ‘illegitimate’and
‘legitimate’ children concerns inheritance rights
on intestacy; [FN23] the Court’s opinion on this aspect
appears at paragraphs 56 to 59 below. With respect to the other
differences, the Government do not put forward any arguments
beyond those they rely on in connection with the manner of establishing
affiliation (see paras. 39 to 42 above). The Court discerns
no objective and reasonable justification for the differences
of treatment now being considered. Admittedly, the ‘tranquillity’
of ‘legitimate’ families may sometimes be disturbed
if an ‘illegitimate’ child is included, in the eyes
of the law, in his mother’s family on the same footing
as a child born in wedlock, but this is not a motive that justifies
depriving the former child of fundamental rights. The Court
also refers, mutatis mutandis , to the reasons set out in paragraphs
40 and 41 of the present Judgment.
FN23 Ibid., art. 756 in fine.
The distinction
complained of therefore violates, with respect to both applicants,
Article 14 taken in conjunction with Article 8.
C. On the
patrimonial rights relied on by the applicants
49. The
Civil Code limits, in varying degrees, the rights of an ‘
illegitimate’child and its unmarried mother as regards
both inheritance on intestacy and dispositions inter vivos or
by will (see paras. 17 and 18 above).
Until her
recognition on 29 October 1973, the fourteenth day of her life,
Alexandra had, by virtue of Article 756, no inheritance rights
on intestacy over her mother’s estate. On that date she
did not acquire the status of presumed heir (héritière
présomptive ) of her mother, but merely that of ‘
exceptional heir’ (successeur irrégulier). [FN24]
It was only Alexandra’s adoption, on 30 October 1974,
*350 that conferred on her the rights of a ‘legitimate’
child over Paula Marckx’s estate. [FN25] Moreover, Alexandra
has never had any inheritance rights on intestacy as regards
the estate of any member of her mother’s family. [FN26]
FN24 Ibid., arts. 756-758, 760 and 773.
FN25 Ibid., art. 365.
FN26 Ibid., arts. 756 and 365.
In the interval
between her recognition and her adoption, Alexandra could receive
from her mother by disposition inter vivos or by will no more
than her entitlement under the Code under the title ‘Inheritance
on Intestacy’. [FN27] This restriction on her capacity,
like that on Paula Marckx’s capacity to dispose of her
property, did not exist before 29 October 1973 and disappeared
on 30 October 1974.
FN27 Ibid., art. 908.
On the other
hand, the Belgian Civil Code confers on ‘legitimate’
children, from the moment of their birth and even of their conception,
all those patrimonial rights which it denied and denies Alexandra;
the capacity of married women to dispose of their property is
not restricted by the Code in the same way as that of Paula
Marckx.
According
to the applicants, this system contravenes in regard to them
Article 8 of the Convention, taken both alone and in conjunction
with Article 14, and also, in Paula Marckx’s case, Article
1 of Protocol No. 1, taken both alone and in conjunction with
Article 14. This is contested by the Government. The Commission,
for its part, finds only a breach of Article 14, taken in conjunction
with Article 1 of Protocol No. 1, with respect to Paula Marckx.
1. The patrimonial
rights relied on by Alexandra
50. As concerns
the second applicant, the Court has taken its stand solely on
Article 8 of the Convention, taken both alone and in conjunction
with Article 14. The Court in fact excludes Article 1 of Protocol
No. 1: like the Commission and the Government, it notes that
this Article does no more than enshrine the right of everyone
to the peaceful enjoyment of ‘his’ possessions,
that consequently it applies only to a person’s existing
possessions and that it does not guarantee the right to acquire
possessions whether on intestacy or through voluntary dispositions.
Besides, the applicants do not appear to have relied on this
provision in support of Alexandra’s claims. Since Article
1 of the Protocol proves to be inapplicable, Article 14 of the
Convention cannot be combined with it on the point now being
considered.
51. The
applicants regard the patrimonial rights they claim as forming
part of family rights and, hence, as being a matter for Article
8. This reasoning is disputed by the Government. Neither does
the majority of the Commission agree with the applicants, but,
as the Principal Delegate indicated at the hearings, a minority
of six members considers the right of succession between children
and *351 parents, and between grandchildren and grandparents,
to be so closely related to family life that it comes within
the sphere of Article 8.
52. The
Court shares the view of the minority. Matters of intestate
succession--and of disposition--between near relatives prove
to be intimately connected with family life. Family life does
not include only social, moral or cultural relations, for example
in the sphere of children’s education; it also comprises
interests of a material kind, as is shown by, amongst other
things, the obligations in respect of maintenance and the position
occupied in the domestic legal systems of the majority of the
Contracting States by the institution of the reserved portion
of an estate (réserve héréditaire). Whilst
inheritance rights are not normally exercised until the estate-owner’s
death, that is, at a time when family life undergoes a change
or even comes to an end, this does not mean that no issue concerning
such rights may arise before the death: the distribution of
the estate may be settled, and in practice fairly often is settled,
by the making of a will or of a gift on account of a future
inheritance (avance d’hoirie); it therefore represents
a feature of family life that cannot be disregarded.
53. Nevertheless,
it is not a requirement of Article 8 that a child should be
entitled to some share in the estates of his parents or even
of other near relatives: in the matter of patrimonial rights
also, Article 8 in principle leaves to the Contracting States
the choice of the means calculated to allow everyone to lead
a normal family life (see para. 31 above) and such an entitlement
is not indispensable in the pursuit of a normal family life.
In consequence, the restrictions which the Belgian Civil Code
places on Alexandra Marckx’s inheritance rights on intestacy
are not of themselves in conflict with the Convention, that
is, if they are considered independently of the reason underlying
them. Similar reasoning is to be applied to the question of
voluntary dispositions.
54. On the
other hand, the distinction made in these two respects between
‘ illegitimate’ and ‘legitimate’ children
does raise an issue under Articles 14 and 8 when they are taken
in conjunction.
55. Until
she was adopted (30 October 1974), Alexandra had only a capacity
to receive property from Paula Marckx (see para. 49 above) that
was markedly less than that which a child born in wedlock would
have enjoyed. The Court considers that this difference of treatment,
in support of which the Government put forward no special argument,
lacks objective and reasonable justification: reference is made,
mutatis mutandis, to paragraphs 40 and 41 above.
However,
the Government plead that since 30 October 1974 the second applicant
has had, vis-à-vis the first applicant, the patrimonial
rights of a ‘ legitimate’child; they therefore consider
it superfluous to deal with the earlier period.
*352 This
argument represents, in essence, no more than one branch of
the preliminary plea that has already been set aside (see paras.
26 and 27 above). Moreover, in common with the Commission, the
Court finds that the need to have recourse to adoption in order
to eliminate the said difference of treatment involves of itself
discrimination. As the applicants emphasised, the procedure
employed for this purpose in the present case is one that usually
serves to establish legal ties between one individual and another’s
child; to oblige in practice an unmarried mother to utilise
such a procedure if she wishes to improve her own daughter’s
situation as regards patrimonial rights amounts to disregarding
the tie of blood and to using the institution of adoption for
an extraneous purpose. Besides, the procedure to be followed
is somewhat lengthy and complicated. Above all, the child is
left entirely at the mercy of his parent’s initiative,
for he is unable to apply to the courts for his adoption.
56. Unlike
a ‘legitimate’ child, Alexandra has at no time before
or after 30 October 1974 had any entitlement on intestacy in
the estates of members of Paula Marckx’s family (see para.
49 above). Here again, the Court fails to find any objective
and reasonable justification.
In the Government’s
submission, the reason why adoption in principle confers on
the adopted child no patrimonial rights as regards relatives
of the adopter is that the relatives may not have approved of
the adoption. The Court does not have to decide this point in
the present proceedings since it considers discriminatory the
need for a mother to adopt her child (see para. 55 above).
57. As regards
the sum total of the patrimonial rights claimed by the second
applicant, the Court notes that the Bill submitted to the Senate
on 15 February 1978 (see para. 21 above) advocates, in the name
of the principle of equality, ‘the abolition of the inferior
status characterising, in matters of inheritance, the lot of
illegitimate children’ as compared with children born
in wedlock.
58. The
Government also state that they appreciate that an increase
in the ‘ illegitimate’ child’s inheritance
rights is considered indispensable; however, in their view,
reform should be effected by legislation and without retrospective
effect. Their argument runs as follows: if the Court were to
find certain rules of Belgian law to be incompatible with the
Convention, this would mean that these rules had been contrary
to the Convention since its entry into force in respect of Belgium
(14 June 1955); the only way to escape such a conclusion would
be to accept that the Convention’s requirements had increased
in the intervening period and to indicate the exact date of
the change; failing this, the result of the judgment would be
to render many subsequent distributions of estates irregular
and open to challenge before the courts, since the limitation
period on the two actions available under Belgian law in this
connection is 30 years.
*353 The
Court is not required to undertake an examination in abstracto
of the legislative provisions complained of: it is enquiring
whether or not their application to Paula and Alexandra Marckx
complies with the Convention (see para. 27 above). Admittedly,
it is inevitable that the Court’s decision will have effects
extending beyond the confines of this particular case, especially
since the violations found stem directly from the contested
provisions and not from individual measures of implementation,
but the decision cannot of itself annul or repeal these provisions:
the Court’s judgment is essentially declaratory and leaves
to the State the choice of the means to be utilised in its domestic
legal system for performance of its obligation under Article
53.
Nonetheless,
it remains true that the Government have an evident interest
in knowing the temporal effect of the present Judgment. On this
question, reliance has to be placed on two general principles
of law which were recently recalled by the Court of Justice
of the European Communities: ‘the practical consequences
of any judicial decision must be carefully taken into account’,
but ‘it would be impossible to go so far as to diminish
the objectivity of the law and compromise its future application
on the ground of the possible repercussions which might result,
as regards the past, from such a judicial decision’. [FN28]
The European Court of Human Rights interprets the Convention
in the light of present-day conditions but it is not unaware
that differences of treatment between ‘illegitimate’
and ‘legitimate’ children, for example in the matter
of patrimonial rights, were for many years regarded as permissible
and normal in a large number of Contracting States (see, mutatis
mutandis , para. 41 above). Evolution towards equality has been
slow and reliance on the Convention to accelerate this evolution
was apparently contemplated at a rather late stage. As recently
as 22 December 1967, the Commission rejected under Article 27
(2)--and rejected de plano [FN29]--another application [FN30]
which challenged Articles 757 and 908 of the Belgian Civil Code;
the Commission does not seem to have been confronted with the
issue again until 1974. [FN31]Having regard to all these circumstances,
the principle of legal certainty, which is necessarily inherent
in the law of the Convention as in Community Law, dispenses
the Belgian State from re-opening legal acts or situations that
antedate the delivery of the present Judgment. Moreover, a similar
solution is found in certain Contracting States having a constitutional
court: their public law limits the retroactive effects of those
decisions of that court that annul legislation.
FN28 Defrenne v. SABENA [1976] E.C.R. 455, 480; [1976] 2 C.M.L.R.
98, 128.
FN29 R. 45 (3) (a) of its then Rules of Procedure.
FN30 No. 2775/67.
FN31 Paula and Alexandra Marckx (No. 6833/74).
59. To sum
up, Alexandra Marckx was the victim of a breach of Article 14,
taken in conjunction with Article 8, by reason both of *354
the restrictions on her capacity to receive property from her
mother and of her total lack of inheritance rights on intestacy
over the estates of her near relatives on her mother’s
side.
2. The patrimonial
rights relied on by Paula Marckx
60. From
29 October 1973 (recognition) to 30 October 1974 (adoption),
the first applicant had only limited capacity to make dispositions
in her daughter’s favour (see para. 49 above). She complains
of this situation, relying on Article 8 of the Convention and
on Article 1 of Protocol No. 1, taken in each case both alone
and in conjunction with Article 14.
(a) The
alleged violation of Article 8 of the Convention, taken both
alone and in conjunction with Article 14
61. As the
Court has already noted, Article 8 of the Convention is relevant
to the point now under consideration (see paras. 51 and 52 above).
However, Article 8 does not guarantee to a mother complete freedom
to give or bequeath her property to her child: in principle
it leaves to the Contracting States the choice of the means
calculated to allow everyone to lead a normal family life (see
para. 31 above) and such freedom is not indispensable in the
pursuit of a normal family life. In consequence, the restriction
complained of by Paula Marckx is not of itself in conflict with
the Convention, that is, if it is considered independently of
the reason underlying it.
62. On the
other hand, the distinction made in this area between unmarried
and married mothers does raise an issue. The Government put
forward no special argument to support this distinction and,
in the opinion of the Court, which refers mutatis mutandis to
paragraphs 40 and 41 above, the distinction lacks objective
and reasonable justification; it is therefore contrary to Article
14 taken in conjunction with Article 8.
(b) The
alleged violation of Article 1 of Protocol No. 1, taken both
alone and in conjunction with Article 14 of the Convention
63. Article
1 of Protocol No. 1 reads as follows:
Every natural
or legal person is entitled to the peaceful enjoyment of his
possessions. No one shall be deprived of his possessions except
in the public interest and subject to the conditions provided
for by law and by the general principles of international law.
The preceding
provisions shall not, however, in any way impair the right of
a State to enforce such laws as it deems necessary to control
the use of property in accordance with the general interest
or to secure the payment of taxes or other contributions or
penalties.
In the applicants’
submission, the patrimonial rights claimed by *355 Paula Marckx
fall within the ambit of, inter alia, this provision. This approach
is shared by the Commission but contested by the Government.
The Court
takes the same view as the Commission. By recognising that everyone
has the right to the peaceful enjoyment of his possessions,
Article 1 is in substance guaranteeing the right of property.
This is the clear impression left by the words ‘possessions’
and ‘use of property’ (in French: biens, propriété,
usage des biens); the travaux préparatoires, for their
part, confirm this unequivocally: the drafters continually spoke
of ‘right of property’ or ‘right to property’
to describe the subject-matter of the successive drafts which
were the forerunners of the present Article 1. Indeed, the right
to dispose of one’s property constitutes a traditional
and fundamental aspect of the right of property. [FN32]
FN32 Cf. Handyside v. U.K. (1976), Series A, No. 24, p. 29,
para. 62.
64. The
second paragraph of Article 1 nevertheless authorises a Contracting
State to ‘enforce such laws as it deems necessary to control
the use of property in accordance with the general interest’.
This paragraph thus sets the Contracting States up as sole judges
of the ‘necessity’ for such a law. [FN33] As regards
‘the general interest’, it may in certain cases
induce a legislature to ‘control the use of property’
in the area of dispositions inter vivos or by will. In consequence,
the limitation complained of by the first applicant is not of
itself in conflict with Protocol No. 1.
FN33 Ibid.
65. However,
the limitation applies only to unmarried and not to married
mothers. Like the Commission, the Court considers this distinction,
in support of which the Government put forward no special argument,
to be discriminatory. In view of Article 14 of the Convention,
the Court fails to see on what ‘ general interest’
, or on what objective and reasonable justification, a State
could rely to limit an unmarried mother’s right to make
gifts or legacies in favour of her child when at the same time
a married woman is not subject to any similar restriction. In
other respects, the Court refers, mutatis mutandis , to paragraphs
40 and 41 above.
Accordingly,
there was on this point breach of Article 14 of the Convention,
taken in conjunction with Article 1 of Protocol No. 1, with
respect to Paula Marckx.
D. The alleged
violation of Articles 3 and 12 of the Convention
66. The
applicants claim that the legislation they complain of entails
an affront to their dignity as human beings; they contend that
it subjects them to ‘degrading treatment’ within
the meaning of Article 3. The Government contest this. The Commission,
for its part, did not consider that it had to examine the case
under this Article.
*356 In
the Court’s judgment, while the legal rules at issue probably
present aspects which the applicants may feel to be humiliating,
they do not constitute degrading treatment coming within the
ambit of Article 3.